Senior Compliance Advisor: Workplace Investing

Soteria Reinsurance Ltd.; New Hampshire; Hybrid; USD 120,000 - 180,000; Full time

Job summary

Fidelity is seeking a Senior Compliance Advisor within Workplace Investing Compliance to support the compliant operation of managed record-keeper services for retirement plans. You will collaborate with Legal, Risk, Operations, and Product to translate regulatory requirements into practical controls, and drive policy updates and governance across the program.

The role emphasizes strong attention to detail, proactive issue resolution, and the ability to influence across multiple teams while

Qualifications

• Bachelor’s degree or equivalent experience.
• Experience in retirement plan operations, compliance, project management, risk management, or a related control function.
• Solid understanding of retirement plan compliance requirements and regulatory rules (ERISA, DOL, IRS).
• Experience supporting workplace retirement products/services.
• Experience reviewing/updating compliance policies, procedures, or playbooks.

Responsibilities

• Providing compliance guidance to product teams throughout the product and service lifecycle, including opining on requirements, review and approval of internal and external materials, implementation, roll-out, and post-launch governance.
• Helping identify regulatory compliance risks and translating requirements into practical recommendations for business partners.
• Supporting risk incidents with regulatory impact analysis, remediation actions, stakeholder updates, and identification of recurring themes or control gaps.
• Reviewing, updating, and maintaining compliance procedures and related process documentation for audit readiness and consistency.
• Coordinating written responses to regulator and court inquiries or internal inquiries as appropriate.
• Providing decision support to review and resolve compliance issues that arise in the course of record-keeping WI plans and support timely escalation where vital.
• Developing improved reporting and measurement of compliance program effectiveness.
• Managing and delivering compliance projects with milestones, dependencies, risks, and stakeholder commitments.

Skills

Regulatory knowledge

Project management

Analytical skills

Communication

Cross-functional collaboration

Education

Bachelor’s degree or equivalent experience

Tools

Microsoft Office

SharePoint

Job description

Fidelity is seeking a Senior Compliance Advisor within Workplace Investing Compliance to support the compliant operation of managed record-keeper services for retirement plans. You will collaborate with Legal, Risk, Operations, and Product to translate regulatory requirements into practical controls, and drive policy updates and governance across the program.

The role emphasizes strong attention to detail, proactive issue resolution, and the ability to influence across multiple teams while