Senior Registered Client Associate for Wealth Management

Kestra Financial, Inc.; Roswell (GA); Hybrid; USD 65,000 - 90,000; Full time

Job summary

Kestra Financial, Inc. is seeking a Senior Registered Client Associate to support Advisors and deliver an exceptional client experience. You will leverage strong client service, communication, and problem-solving skills to provide timely, accurate support to clients and firm leadership.

This hybrid/flexible role offers close collaboration with advisors and direct impact on the practice's success. The position requires SIE, Series 7, and Series 63 (63/65 or 66 preferred) licenses, with prior

Qualifications

• Licenses required: SIE, Series 7, and Series 63 (63/65 or 66 preferred).
• Prior experience in a registered client service, wealth management, or financial services support role.
• Strong understanding of account processing, client service, and compliance requirements.

Responsibilities

• Assist in client meeting preparation and follow-up, including paperwork and scheduling.
• Manage client service requests, account maintenance, and issue resolution with compliance in mind.
• Partner with the broker-dealer on new account setup and ongoing maintenance.
• Process, submit, and service account paperwork using paperless procedures and eSignature when available.
• Prepare consolidated performance reporting monthly and quarterly.
• Maintain CRM database and ensure client records are up to date.
• Support the firm's client service model and operational processes.
• Handle multiple priorities with strong organization and deadline discipline.
• Identify opportunities to improve efficiency and client experience.
• Perform other duties as assigned by Managing Partners.

Skills

SIE

Series 7

Series 63/65/66

Client service

Account processing

Compliance awareness

MS Office suite

Job description

Kestra Financial, Inc. is seeking a Senior Registered Client Associate to support Advisors and deliver an exceptional client experience. You will leverage strong client service, communication, and problem-solving skills to provide timely, accurate support to clients and firm leadership.

This hybrid/flexible role offers close collaboration with advisors and direct impact on the practice's success. The position requires SIE, Series 7, and Series 63 (63/65 or 66 preferred) licenses, with prior