Senior Program Compliance & Operations Lead

Nearwater Capital; New York (NY); On-site; USD 150,000 - 210,000; Full time

Benefits offered by this job

Health, dental & vision benefits

Life insurance

Paid vacation and holidays

401(k) plan

Job summary

A leading financial institution located in New York is seeking an Associate Director, Program Administration Manager. This pivotal role involves overseeing compliance governance and operational controls for Asset Backed Commercial Paper conduits, approving funding requests, and ensuring adherence to regulatory guidelines. Ideal candidates will possess over 10 years of experience in operations with expertise in fixed income markets, particularly ABCP, and proficiency in languages such as Python and SQL. Attractive compensation and comprehensive benefits are offered, along with a collaborative work environment.

Qualifications

• 10+ years of relevant operations and middle office experience at a fund, global bank or major financial institution.
• Strong experience with fixed income markets, familiar with the ABCP space.
• Demonstrated ability to build automated risk monitoring tools and dashboards for funding requests.

Responsibilities

• Lead program compliance governance and operational controls for Asset Backed Commercial Paper conduits.
• Approve funding requests and ensure adherence to regulatory reporting.
• Maintain audit trails of compliance reviews, approvals, and communications.

Skills

Operations experience

Middle office experience

Strong attention to detail

Relationship management

Proactive initiative

Proficiency in Python

Proficiency in SQL

Proficiency in R

Education

Master’s degree or professional certifications (CFA, FRM)

Job description

A leading financial institution located in New York is seeking an Associate Director, Program Administration Manager. This pivotal role involves overseeing compliance governance and operational controls for Asset Backed Commercial Paper conduits, approving funding requests, and ensuring adherence to regulatory guidelines. Ideal candidates will possess over 10 years of experience in operations with expertise in fixed income markets, particularly ABCP, and proficiency in languages such as Python and SQL. Attractive compensation and comprehensive benefits are offered, along with a collaborative work environment.