Credit Compliance Associate | Global Asset Manager

Dynamics Executive Search; United States; On-site; USD 80,000 - 120,000; Full time

Job summary

A leading global investment manager in the United States is seeking a Compliance Associate to join its Credit Compliance team. The role involves advising on compliance matters and overseeing trade reviews, requiring at least three years of experience in compliance within the financial services industry. Strong communication and organizational skills are essential. This full-time position offers exposure to senior leadership and collaboration across teams.

Qualifications

• Minimum of 3 years of experience in a compliance role within the asset management or financial services industry.
• Strong understanding of investment management and private fund structures.
• Familiarity with credit strategies such as loan trading, direct lending, securitized products, and distressed debt.

Responsibilities

• Advise investment professionals on compliance-related matters.
• Conduct trade oversight reviews including allocations and fair pricing.
• Monitor compliance with investment guidelines and fund restrictions.

Skills

Compliance oversight

Investment management knowledge

Communication skills

Attention to detail

Organizational skills

Job description

A leading global investment manager in the United States is seeking a Compliance Associate to join its Credit Compliance team. The role involves advising on compliance matters and overseeing trade reviews, requiring at least three years of experience in compliance within the financial services industry. Strong communication and organizational skills are essential. This full-time position offers exposure to senior leadership and collaboration across teams.