Senior Private Funds Compliance Lead (Remote)

Larson Maddox; New York (NY); On-site; USD 160,000 - 180,000; Full time

Job summary

Larson Maddox is seeking a senior compliance professional to serve as a primary resource across private fund and investment adviser engagements in a remote capacity. You will draft, review, and maintain SEC-based policies, respond to regulatory inquiries, and guide clients on Form ADV disclosures and related requirements.

Candidates should have 5+ years of compliance experience within private funds, with demonstrated ownership of Form ADV filings, amendments, and ongoing disclosure while

Qualifications

• 5+ years of compliance experience within private equity, venture capital, hedge funds, RIAs, or similar private fund environments.
• Experience with a compliance consulting firm, registered investment adviser, outsourced provider, or private fund manager is preferred.
• Hands-on experience drafting, updating, and maintaining Compliance Policies & Procedures.
• Proven track record preparing, filing, and updating Form ADV disclosures, including Part 2 brochures and supplements.
• Ownership of Form ADV filings, amendments, and ongoing disclosure maintenance.

Responsibilities

• Serve as a primary compliance resource across multiple client engagements.
• Draft, review, implement, and maintain Compliance Policies & Procedures per SEC requirements.
• Prepare and file Form ADV disclosures, including Part 2 brochures and supplements.
• Manage Form ADV amendments and ongoing disclosure maintenance.
• Support regulatory filings such as Form PF and other adviser reporting obligations.
• Administer Code of Ethics programs, attestations, and personal trading reviews.
• Conduct electronic communications reviews for regulatory concerns.
• Review marketing materials for SEC compliance.
• Perform vendor due diligence and third-party risk assessments.
• Assist with annual compliance reviews, testing, and regulatory exam readiness.
• Respond to day-to-day compliance questions with regulatory guidance to clients.
• Collaborate with investment adviser clients to strengthen compliance frameworks.

Skills

Compliance expertise

SEC regulations

Policy drafting

Form ADV filings

Client relationship management

Independent working

Job description

Larson Maddox is seeking a senior compliance professional to serve as a primary resource across private fund and investment adviser engagements in a remote capacity. You will draft, review, and maintain SEC-based policies, respond to regulatory inquiries, and guide clients on Form ADV disclosures and related requirements.

Candidates should have 5+ years of compliance experience within private funds, with demonstrated ownership of Form ADV filings, amendments, and ongoing disclosure while