Senior Manager, Margin & Collateral Operations

Scotiabank; Dallas (TX); On-site; USD 120,000 - 150,000; Full time

Benefits offered by this job

Flexible benefit programs

Career development opportunities

Inclusive work culture

Job summary

A major financial institution is seeking a Senior Manager for their Margin & Collateral Management Operations team in Dallas, Texas. The ideal candidate will have over 10 years of experience and expertise in the regulatory landscape surrounding margin operations. Responsibilities include monitoring margin calls, overseeing collateral management processes, and ensuring compliance with U.S. banking regulations. This role requires strong leadership and operational risk management skills in a dynamic environment.

Qualifications

• 10–15+ years of experience in Collateral Operations or Margin Operations.
• Deep knowledge of U.S. margin regulations including Regulation T and Regulation U.
• Experience with Prime Brokerage operations and client financing.

Responsibilities

• Monitor and issue daily margin calls for Prime Brokerage business.
• Manage SBL collateral processes ensuring full collateralization.
• Act as subject matter expert on broker-dealer margin regulations.

Skills

Collateral Management

Regulatory Knowledge

Risk Management

Team Management

Operational Efficiency

Education

Bachelor's degree in Finance or related field

FINRA Series 99 (Operations Professional)

Tools

Global One

Colline

Broadridge BPS

Job description

A major financial institution is seeking a Senior Manager for their Margin & Collateral Management Operations team in Dallas, Texas. The ideal candidate will have over 10 years of experience and expertise in the regulatory landscape surrounding margin operations. Responsibilities include monitoring margin calls, overseeing collateral management processes, and ensuring compliance with U.S. banking regulations. This role requires strong leadership and operational risk management skills in a dynamic environment.