Senior Manager: Banking Regulatory Compliance & Risk

Forvis Mazars US; Boca Raton (FL); On-site; USD 112,000 - 175,000; Full time

Job summary

Forvis Mazars, LLP seeks a Senior Manager to lead regulatory compliance engagements for community banks and financial institutions. You will manage client relationships, engagement scope, budgets, and staffing while delivering practical risk-based solutions to executives and boards.

You will drive reviews, risk assessments, CMS improvements, and remediation projects, mentoring teams and contributing to practice growth.

Qualifications

• Minimum 5+ years of experience in banking regulatory compliance, risk management, internal audit, regulatory affairs, or financial services consulting.
• Experience across multiple areas including regulatory compliance, CMS, consumer compliance, testing and monitoring, fair lending, CRA, HMDA, UDAAP/UDAP, BSA/AML, regulatory examinations, remediation, risk assessments, internal audit, third-party risk management, or fintech/banking-as-a-service compliance.
• Demonstrated experience leading regulatory compliance programs, risk initiatives, audits, or consulting engagements.
• Experience managing teams, project timelines, budgets, and deliverables while partnering with executive leadership, regulators, auditors, and other key stakeholders.
• Strong written, verbal, presentation, and executive-level communication skills.
• Ability to travel based on client and business needs.

Responsibilities

• Lead regulatory compliance engagements, internal audit, testing, and remediation.
• Serve as primary relationship contact for clients and establish scope, plans, budgets, and staffing.
• Monitor engagement economics, delivery quality, and client satisfaction.
• Communicate findings to executives, boards, auditors, and regulators.
• Oversee compliance reviews, risk assessments, gap analyses, and program evaluations.
• Lead regulatory remediation and change-management initiatives.
• Support development of methodologies, tools, templates, and guidance.

Skills

Regulatory compliance

Risk management

Internal Audit

BSA/AML

CRA/HMDA/UDAAP

Leadership

Communication skills

Travel readiness

Education

Bachelor's degree in Accounting, Finance, Business, Risk Management, or a related field

Tools

CMS (Compliance Management Systems)

Job description

Forvis Mazars, LLP seeks a Senior Manager to lead regulatory compliance engagements for community banks and financial institutions. You will manage client relationships, engagement scope, budgets, and staffing while delivering practical risk-based solutions to executives and boards.

You will drive reviews, risk assessments, CMS improvements, and remediation projects, mentoring teams and contributing to practice growth.