Senior Investment Compliance Analyst — Remote

OneDigital; United States; Remote; USD 90,000 - 100,000; Full time

Job summary

OneDigital is seeking an Investment Compliance Analyst to support surveillance, testing, and reporting for investment activities. The role emphasizes maintaining the integrity of the compliance program and adherence to regulatory requirements, with location flexibility to Overland Park, KS or remote.

The ideal candidate will have 5+ years in financial services, strong data analysis skills, and proficiency in Power BI, SQL, and Snowflake, along with solid regulatory knowledge.

Qualifications

• Undergraduate degree in business, finance, economics, accounting, or related field.
• 5+ years in a financial services firm in Investments/Trading/Operations/Technology/Compliance or as a compliance examiner.
• Experience with investment data analysis, reporting, and compliance systems preferred.

Responsibilities

• Maintain and test the investment compliance surveillance program and related tech systems.
• Monitor program efficiency, recommend enhancements, and fix violations with stakeholders.
• Prepare reports for the Chief Compliance Officer, Investment Committee, and senior leadership.
• Assist annual testing of investment policy compliance and respond to inquiries.

Skills

Compliance surveillance

Testing program

Regulatory knowledge

Power BI

SQL

Snowflake

Data analysis

Communication

Education

Undergrad degree in business/finance/economics

Tools

Power BI

SQL

Snowflake

Job description

OneDigital is seeking an Investment Compliance Analyst to support surveillance, testing, and reporting for investment activities. The role emphasizes maintaining the integrity of the compliance program and adherence to regulatory requirements, with location flexibility to Overland Park, KS or remote.

The ideal candidate will have 5+ years in financial services, strong data analysis skills, and proficiency in Power BI, SQL, and Snowflake, along with solid regulatory knowledge.