Remote Investment Compliance & Reporting Analyst

OneDigital; Overland Park (KS); Hybrid; USD 90,000 - 100,000; Full time

Benefits offered by this job

Health benefits

401(k) / retirement plan

Paid time off

Learning & development

Job summary

OneDigital is seeking an Investment Compliance Analyst for a remote role, with opportunities to be located in Overland Park, Kansas or remotely nationwide. You will oversee securities surveillance, testing, and reporting to uphold the firm’s compliance standards for investment activities.

The role requires 5+ years in financial services, strong analytic skills, and proficiency with Power BI, SQL, Snowflake, and Excel.

Qualifications

• Undergraduate degree in business, finance, economics, accounting, or related field.
• 5+ years in financial services involving investments, trading, operations, technology, or compliance.
• Experience with investment data analysis and reporting, and with compliance software/systems.

Responsibilities

• Maintain the investments surveillance and testing program and related tech systems.
• Monitor efficiency and accuracy; recommend program enhancements.
• Perform surveillance and analysis of trading activity to detect violations and risks.
• Prepare reporting for the Chief Compliance Officer and Investment Committee.
• Assist with annual testing of compliance policies relating to investments.
• Develop relationships with internal/external stakeholders and act as compliance liaison.

Skills

Strong communication

Time management

Attention to detail

Problem solving

Integrity

Continual learner

Education

Undergraduate degree in business, finance, economics, accounting, business information systems or related field

Tools

Power BI

SQL

Snowflake

Excel

Job description

OneDigital is seeking an Investment Compliance Analyst for a remote role, with opportunities to be located in Overland Park, Kansas or remotely nationwide. You will oversee securities surveillance, testing, and reporting to uphold the firm’s compliance standards for investment activities.

The role requires 5+ years in financial services, strong analytic skills, and proficiency with Power BI, SQL, Snowflake, and Excel.