Senior Investment Audit Lead - SOX & Data Analytics

AIG Employee Services, Inc.; New York (NY); Hybrid; USD 120,000 - 150,000; Full time

Benefits offered by this job

Competitive benefits

Total Rewards Program

In-office culture & collaboration

Job summary

AIG is seeking a Senior Manager for the Internal Audit Group (Investment focus) in New York, NY. You will partner with Investment stakeholders, lead risk-based internal audits across investment activities, oversee SOX 404 compliance, and mentor audit staff while driving process improvements and data-driven audit techniques.

The role requires 7+ years in auditing investments, supervisory experience, and a degree (CIA/CPA/CISA preferred).

Qualifications

• 7+ years of relevant audit experience, with 5+ years in investments auditing.
• Supervisory/managerial experience to coach, motivate and lead a team of audit professionals.
• Bachelor’s or Master’s Degree; professional designation (e.g., CIA, CPA, CISA, CRISC, CISSP) expected or to be obtained within 12 months.

Responsibilities

• Lead risk-based internal audits across investment activities and related financial processes.
• Oversee SOX 404 compliance efforts, including control design evaluation, testing, deficiency assessment, and remediation tracking.
• Assess controls over investment valuation, financial reporting, portfolio accounting, treasury activities, and capital management.
• Partner with Finance leadership to identify control gaps, operational inefficiencies, and emerging risks.
• Review complex financial transactions, accounting estimates, and judgments for accuracy and compliance with policies and standards.
• Drive continuous improvement initiatives by recommending enhancements to controls, processes, and governance frameworks.
• Supervise and mentor audit staff, providing technical guidance, coaching, and performance feedback.
• Coordinate with external auditors on SOX reliance, testing strategies, and issue resolution.
• Utilize data analytics and technology-enabled audit techniques to enhance audit effectiveness and efficiency.
• Support enterprise risk assessment activities and contribute to annual audit planning.
• Clearly and concisely communicate audit results or other key messages to a variety of constituents, including senior business and audit management, and regulators, and advise on emerging industry or regulatory topics/issues that may impact audit coverage.
• Provide guidance and direction for audit staff to develop business and audit knowledge, set clear expectations, provide timely and constructive feedback, encourage their career advancement, and set the tone by enthusiastically facilitating knowledge exchange/transfer.
• Some travel may be required.

Skills

Auditing

Leadership

Data analytics

Communication skills

Regulatory knowledge

Education

Bachelor’s or Master’s Degree

Tools

MS Excel

Access

ACL

IDEA

Qlikview

Tableau

Job description

AIG is seeking a Senior Manager for the Internal Audit Group (Investment focus) in New York, NY. You will partner with Investment stakeholders, lead risk-based internal audits across investment activities, oversee SOX 404 compliance, and mentor audit staff while driving process improvements and data-driven audit techniques.

The role requires 7+ years in auditing investments, supervisory experience, and a degree (CIA/CPA/CISA preferred).