Senior Internal Audit Lead — SOX & Risk Assurance

Forvis Mazars US; Charlotte (NC); On-site; USD 75,000 - 110,000; Full time

Job summary

Forvis Mazars, LLP seeks an Internal Audit professional to strengthen risk management, governance, and controls across varied industries. You will lead engagements from planning through execution, conduct process walkthroughs, and document risks and controls.

Proficiency in Excel and Power BI is valued, with opportunities to apply AI-led approaches for efficiency. The role emphasizes testing of controls, preparing deliverables per firm standards, and presenting findings to stakeholders in client

Qualifications

• Bachelor's degree in Accounting, Finance, Business, Information Systems, or a related field.
• 2+ years of relevant experience in audit, internal audit, risk advisory, SOX compliance, or an internal audit/risk management environment.
• Experience evaluating internal controls, documenting business processes, and performing risk-based testing.
• Proficiency with Microsoft Office Suite, including Excel, Word, and PowerPoint.

Responsibilities

• Deliver internal audit, operational audit, compliance, SOX, risk assessment, and process-improvement engagements for clients across various industries.
• Lead portions of engagements from planning through execution, ensuring work is completed efficiently and aligned with client objectives.
• Conduct walkthroughs and interviews with client personnel to understand business processes, identify risks, and evaluate control environments.
• Document processes, risks, and controls through narratives, flowcharts, and risk-control matrices.
• Perform testing of internal controls, compliance requirements, and key business processes to assess design and operating effectiveness.
• Develop audit programs and test plans, analyze results, identify control deficiencies, and communicate recommendations for improvement.
• Prepare clear, comprehensive workpapers, reports, and client deliverables in accordance with firm methodologies and professional standards.
• Participate in client meetings and presentations, communicating findings, observations, and recommendations to management and key stakeholders.
• Utilize data analytics, technology-enabled tools, and innovative approaches to enhance audit quality and efficiency.
• Utilize AI to improve the efficiency and effectiveness of documenting and testing controls

Education

Bachelor's degree in Accounting, Finance, Business, Information Systems, or related field

CIA, CPA, CISA, CRMA, or equivalent certification in progress

Tools

Microsoft Excel

Power BI

Alteryx

GRC platforms

Job description

Forvis Mazars, LLP seeks an Internal Audit professional to strengthen risk management, governance, and controls across varied industries. You will lead engagements from planning through execution, conduct process walkthroughs, and document risks and controls.

Proficiency in Excel and Power BI is valued, with opportunities to apply AI-led approaches for efficiency. The role emphasizes testing of controls, preparing deliverables per firm standards, and presenting findings to stakeholders in client