Senior Fraud & Regulatory Compliance Analyst

Transamerica; Baltimore (MD); Hybrid; USD 75,000 - 85,000; Full time

Benefits offered by this job

Pension Plan

401k Match

Employee Stock Purchase Plan

Tuition Reimbursement

Medical Insurance

Dental Insurance

Vision Insurance

Paid Time Off

Job summary

Transamerica is seeking a Regulatory Compliance SIU Investigator in the Baltimore area to mitigate legal exposure and fraud risk by enforcing policies and regulatory requirements. You will perform complex investigations, prepare referrals, and support regulatory inquiries with a wide range of internal partners.

The role involves working in a hybrid environment with standard corporate benefits and opportunities for professional growth within a large financial services organization.

Qualifications

• Bachelor’s degree or equivalent education and experience.
• Four years of regulatory, securities, or advertising compliance experience.
• Areas of experience may include contract development, claims, underwriting, legal research, fraud or anti-money laundering investigations.
• Securities and some advertising positions may require FINRA licensing (Series 7 & 24 or Series 6 & 26).
• Written and verbal communication skills; analytical and research abilities.
• Proficiency using MS Office tools.

Responsibilities

• Independently evaluate complex fraud, misconduct, misrepresentation, unauthorized activity, claims fraud, and other SIU matters.
• Prepare referrals and supporting documentation for law enforcement, fraud bureaus, Departments of Insurance, or external parties.
• Support SIU regulatory obligations, reporting, inquiries, fraud referral tracking, and state insurance fraud requirements.
• Independently conduct complex investigations, monitoring, reviews, and analysis of potential financial crimes, policy violations, or regulatory requirements.
• Analyze complex information to identify risks, patterns, anomalies, root causes, trends, and typologies.
• Prepare investigative files, conclusions, recommendations, and documentation for risk-based decisions.
• Recommend improvements to investigative methods, monitoring, controls, workflows, and dashboards.
• Support audits, examinations, reporting obligations, and testing; assist in projects and new capabilities.
• Collaborate with internal partners to resolve matters, communicate findings, and support risk mitigation.
• Guide less experienced analysts on case handling, documentation, and escalation.
• Manage workload, meet performance expectations, and support team priorities.

Skills

Written communication

Verbal communication

Analytical skills

Research skills

Education

Bachelor’s degree in business/marketing/pre-law or equivalent

Tools

MS Office

Case management systems

Databases

Reporting tools

Job description

Transamerica is seeking a Regulatory Compliance SIU Investigator in the Baltimore area to mitigate legal exposure and fraud risk by enforcing policies and regulatory requirements. You will perform complex investigations, prepare referrals, and support regulatory inquiries with a wide range of internal partners.

The role involves working in a hybrid environment with standard corporate benefits and opportunities for professional growth within a large financial services organization.