Senior Director, Advice & Financial Planning Methodology

Nuveen; Charlotte (NC); Hybrid; USD 157,000 - 197,000; Full time

Job summary

Nuveen seeks a Sr Director, Advice & Financial Planning Methodology Lead to shape the enterprise advice strategy. You will own the methodology roadmap, align with Product Management, Governance and Enablement, and drive cross-functional execution with UX, CX, Marketing and IT.

This senior role requires 8+ years in financial services with a focus on financial tech, strong stakeholder management, and ERISA knowledge.

Qualifications

• 8+ years in financial services with focus on financial tech in advice and financial planning apps.
• CFP strongly preferred; CFA or similar helpful.
• Experience with retirement platforms and ERISA/regulatory awareness.

Responsibilities

• Own and cultivate senior-level stakeholder relationships to align methodology and regulatory needs.
• Shape strategic discussions guiding decisions and unified Advice strategy.
• Direct expertise in foundational advice and financial planning methodologies.
• Coordinate across UX, CX, Marketing, and IT to maintain strategic coherence.

Skills

Relationship management

Regulatory knowledge

Erisa compliance

Agile development

Financial planning apps

Education

University degree preferred

Tools

Morningstar

Edelman Financial Engines

Guided Choice

Job description

Nuveen seeks a Sr Director, Advice & Financial Planning Methodology Lead to shape the enterprise advice strategy. You will own the methodology roadmap, align with Product Management, Governance and Enablement, and drive cross-functional execution with UX, CX, Marketing and IT.

This senior role requires 8+ years in financial services with a focus on financial tech, strong stakeholder management, and ERISA knowledge.