Senior Deputy BSA/AML Officer — Enterprise Compliance Lead

Madison-Davis, LLC; New York (NY); Vor Ort; USD 150.000 - 230.000; Vollzeit

Zusammenfassung

Madison-Davis, LLC seeks an experienced Deputy BSA/AML Officer to provide enterprise-level oversight of the financial crimes compliance program. This senior role covers BSA/AML, sanctions, risk assessment, governance, regulatory reporting, training, testing, examinations, and remediation, serving as a key backup to the designated BSA Officer.

Responsibilities include leading annual policy reviews, owning risk assessments, coordinating 314 information sharing, and guiding SAR/CTR processes,

Qualifikationen

• 8–12+ years of BSA/AML and OFAC compliance experience in a regulated financial institution.
• Proven experience as Deputy BSA Officer, BSA Officer, or senior BSA leader with program ownership.
• Deep knowledge of Bank Secrecy Act, USA PATRIOT Act, OFAC requirements, and FFIEC BSA/AML standards.
• Experience owning enterprise BSA/AML/OFAC risk assessments and defending conclusions during audits/exams.
• Experience managing a complete BSA/AML policy framework through governance and Board approval.
• Hands-on with independent testing coordination and managing examinations/remediation.
• Strong knowledge of SARs, CTRs, 314(a/314(b), and BSA recordkeeping.

Aufgaben

• Serve as primary alternate to the BSA Officer and provide program leadership as needed.
• Maintain and enhance enterprise BSA/AML and OFAC compliance framework and governance docs.
• Lead annual review and approval of BSA/AML and sanctions policies.
• Own enterprise BSA/AML/OFAC risk assessment methodology and documentation.
• Perform risk assessments for new products, services, channels, and partners.
• Ensure consistency across KYC/CDD/EDD, monitoring, investigations, and QA.
• Provide oversight of SAR and CTR processes, exemptions, and recordkeeping.
• Coordinate 314(a) and 314(b) information-sharing activities.
• Lead senior-level review of suspicious activity investigations and filings.
• Own enterprise training framework for BSA/AML, sanctions, and fraud education.
• Coordinate independent testing with internal/external reviewers and responses.
• Lead preparation for regulatory examinations and information requests.
• Track findings through remediation and closure.
• Prepare financial crime program reporting for executives and governance.

Kenntnisse

BSA/AML knowledge

OFAC compliance

Regulatory reporting

Governance

Risk assessment

Policy development

Project management

Jobbeschreibung

Madison-Davis, LLC seeks an experienced Deputy BSA/AML Officer to provide enterprise-level oversight of the financial crimes compliance program. This senior role covers BSA/AML, sanctions, risk assessment, governance, regulatory reporting, training, testing, examinations, and remediation, serving as a key backup to the designated BSA Officer.

Responsibilities include leading annual policy reviews, owning risk assessments, coordinating 314 information sharing, and guiding SAR/CTR processes,