Chief Financial Crimes & Sanctions Officer

Madison-Davis, LLC; New York (NY); Sur place; USD 230 000 - 360 000; Plein temps

Résumé du poste

Madison-Davis, LLC is seeking a senior financial crimes executive to lead its BSA/AML and sanctions program, with authority to shape strategy and oversee governance. This senior role requires extensive experience managing complex financial-crime risks within a banking environment and the independence to challenge business activities.

The successful candidate will direct risk assessments, CDD/EDD, transaction monitoring, investigations, and regulatory reporting, communicating with executive

Qualifications

• 10+ years of progressive BSA/AML and sanctions compliance experience, including senior leadership within a regulated financial institution.
• Demonstrated responsibility for administering or providing senior oversight of a bank BSA/AML program.
• Experience across transaction monitoring, investigations, suspicious activity reporting, CDD/EDD, sanctions, risk assessments, and regulatory reporting.
• Strong knowledge of U.S. AML and sanctions requirements and regulatory expectations (BSA, USA PATRIOT Act, FinCEN, OFAC, FFIEC).
• Proven experience interacting directly with federal/state banking regulators.
• Track record managing remediation efforts involving regulatory findings or audit issues.

Responsabilités

• Serve as the institution's designated senior officer responsible for BSA/AML and sanctions compliance.
• Establish the overall strategy, governance, and operating framework for the financial crimes program.
• Ensure the program remains appropriately designed for customers, products, transaction activity, and geographic exposure.
• Provide independent oversight and challenge to business activities presenting elevated financial-crime risk.
• Lead responses to regulatory examinations and inquiries and act as primary financial-crimes contact with regulators.
• Direct remediation of regulatory findings, audit observations, control deficiencies, and other issues.
• Oversee enterprise BSA/AML and sanctions risk assessments and ensure risk information is current and actionable.
• Maintain senior oversight of customer identification, CDD/EDD, beneficial ownership, customer risk rating, and correspondent banking controls.
• Oversee transaction monitoring and investigations activities, including alert management, escalation, and SAR reporting.
• Oversee sanctions compliance, including customer/transaction screening, list management, escalation, and system optimization.
• Ensure appropriate handling and reporting of blocked or rejected transactions and other sanctions obligations.
• Provide oversight of regulatory reporting and records related to financial-crime compliance.
• Maintain controls for domestic and international payment activity and high-risk channels.
• Oversee technology supporting financial-crime compliance, including monitoring, screening, data feeds, and case-management platforms.
• Establish QA/QC, testing, issue-management, and program-monitoring practices.
• Coordinate with independent testing and audit functions while maintaining separation of responsibilities.
• Monitor changes in AML and sanctions requirements and incorporate into the program.
• Provide clear reporting to senior leadership and governing committees on program effectiveness and risks.
• Advise on financial-crime risks with new products, initiatives, and third-party relationships.
• Partner with Risk, Legal, Technology, Data, Audit, and business leadership while maintaining independence of the function.
• Ensure training for employees and governing bodies.

Connaissances

BSA/AML compliance

Sanctions compliance

Leadership

Regulatory reporting

CDD/EDD

Transaction monitoring

Investigations

Regulatory liaison

Fintech partnerships

Regulatory expectations

Formation

Bachelor's degree

CAMS

CAMS-Audit

CGSS

CFCS

CFE

Description du poste

Madison-Davis, LLC is seeking a senior financial crimes executive to lead its BSA/AML and sanctions program, with authority to shape strategy and oversee governance. This senior role requires extensive experience managing complex financial-crime risks within a banking environment and the independence to challenge business activities.

The successful candidate will direct risk assessments, CDD/EDD, transaction monitoring, investigations, and regulatory reporting, communicating with executive