Senior Counsel, Mutual Funds & Investment Management

LGBT Great; New York (NY); On-site; USD 200,000 - 225,000; Full time

Benefits offered by this job

Discretionary bonus

Comprehensive benefits package

Paid time off

Medical/dental/vision insurance

Retirement plan

Job summary

Neuberger Berman is seeking an experienced attorney in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. You will advise on U.S. registered funds, including mutual funds, ETFs, and closed-end funds, and support intermediary distribution efforts.

The role reports to the General Counsel – U.S. Registered Funds and offers exposure to senior management, diverse matters, and meaningful client contact within a collaborative environment.

Qualifications

• Bachelor’s degree and JD required.
• Membership in New York State Bar (or waiver).
• 5+ years in U.S. registered funds and Investment Company Act 1940 experience.
• Experience with boards of trustees/directors of U.S. registered products preferred.

Responsibilities

• Provide ongoing advice on structuring and maintaining registered investment vehicles.
• Advise internal clients on legal/regulatory matters for business initiatives.
• Maintain relationships with regulators, clients, and boards with strong service.
• Prepare materials for boards of trustees/directors on routine and ad hoc matters.
• Draft and negotiate contracts including investment management and intermediary agreements.
• Stay abreast of regulatory developments and implement rules accordingly.
• Review marketing materials and client communications for compliance.
• Adjust responsibilities to changing priorities while meeting timelines.

Skills

Regulatory guidance

Client advisory

Board liaison

Contract drafting

Intermediary relationships

Education

JD and Bachelor's degree

Job description

Neuberger Berman is seeking an experienced attorney in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. You will advise on U.S. registered funds, including mutual funds, ETFs, and closed-end funds, and support intermediary distribution efforts.

The role reports to the General Counsel – U.S. Registered Funds and offers exposure to senior management, diverse matters, and meaningful client contact within a collaborative environment.