Senior Compliance Strategist — Hybrid & Impactful Programs

Raymond James; Saint Petersburg (FL); Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Hybrid work

Travel <25%

Job summary

Raymond James & Associates, Inc. in Saint Petersburg, Florida, seeks a seasoned compliance professional to lead large, cross-functional initiatives and ensure adherence to securities and banking regulations.

The role coordinates activities across Compliance, Supervision, Risk, HR and other areas while guiding governance and quality assurance across programs. You will monitor, analyze, and report on associate activities, assist management with controls, and deliver compliant solutions.

Qualifications

• Bachelor’s degree (B.A. /B.S.) and a minimum of three (3) years of experience in Compliance and/or the financial services industry preferred.
• Any equivalent combination of experience, education, and/or training approved by Human Resources.

Responsibilities

• Execute processes for Associate Activities program including Outside Business Activities, Political Contributions, Gifts and Entertainment, and related compliance tasks.
• Identify issues with potential violations and escalate as needed; prepare written and oral management presentations.

Skills

Compliance programs

Regulatory knowledge

Data analytics

Reporting

Stakeholder collaboration

Education

Bachelor’s degree (B.A. /B.S.)

Any equivalent combination of experience, education, and/or training

Job description

Raymond James & Associates, Inc. in Saint Petersburg, Florida, seeks a seasoned compliance professional to lead large, cross-functional initiatives and ensure adherence to securities and banking regulations.

The role coordinates activities across Compliance, Supervision, Risk, HR and other areas while guiding governance and quality assurance across programs. You will monitor, analyze, and report on associate activities, assist management with controls, and deliver compliant solutions.