Hybrid Stock Plan Operations Analyst - Trading & Compliance

Raymond James, Inc.; Florida; Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Medical, dental, and vision benefits

Life insurance

Disability benefits

Retirement savings

Job summary

Raymond James, Inc. in Saint Petersburg, Florida seeks an Analyst, Executive Consultant to support stock plan solutions and clients. You will handle trading support, account maintenance, and interaction with internal partners and external clients in a hybrid work environment.

Under supervision, you will process trades, ensure regulatory compliance, and assist with documentation and workflows to improve efficiency. A finance-focused Bachelor’s degree and FINRA licenses are required.

Qualifications

• Bachelor’s degree in Finance or related field.
• 3–6 years of relevant experience in finance or trading support.
• Licenses: SIE and Series 7 required; Series 66 within 5 months; Series 57 within 6 months.

Responsibilities

• Facilitates opening and maintenance of client accounts.
• Assists with setting up Client Access for plan administrators.
• Maintains client paperwork and documentation for accounts and trades.

Skills

Trading knowledge

Regulatory knowledge

Client relations

FINRA rules

Education

Bachelor's in Finance

Tools

Excel

Access

Smartsheet

Word

FactSet

Job description

Raymond James, Inc. in Saint Petersburg, Florida seeks an Analyst, Executive Consultant to support stock plan solutions and clients. You will handle trading support, account maintenance, and interaction with internal partners and external clients in a hybrid work environment.

Under supervision, you will process trades, ensure regulatory compliance, and assist with documentation and workflows to improve efficiency. A finance-focused Bachelor’s degree and FINRA licenses are required.