Senior Compliance & Risk Oversight Manager

Bank of America

South Dakota

On-site

USD 97,000 - 195,000

Full time

6 days ago
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Job summary

Bank of America is seeking a second line of defense compliance and operational risk professional in the United States. The role focuses on ensuring adherence to Global Compliance and Operational Risk Management policies, with independent oversight of front-line units and controls.

You will assess regulatory requirements and provide practical guidance to stakeholders to manage risk. Requirements include at least seven years in a compliance or risk role and experience with investments or

Qualifications

  • Minimum seven years in a compliance or risk 2nd line role.
  • Experience with Alternative Investments, CIO, or treasury products.
  • Regulatory examination/registration may be required depending on jurisdiction.

Responsibilities

  • Assesses risks and control effectiveness of FLU/CF processes to ensure regulatory compliance.
  • Oversight of FLU/CF performance and third party/vendor relationships per Policies.
  • Identifies and escalates issues; drives corrective actions to mitigate risk.
  • Maintains inventory of processes, risks, controls, and metrics for risk limits.

Skills

Regulatory knowledge
Regulatory compliance
Risk management
Advisory

Education

Bachelor's Degree in a related field

Job description

Bank of America is seeking a second line of defense compliance and operational risk professional in the United States. The role focuses on ensuring adherence to Global Compliance and Operational Risk Management policies, with independent oversight of front-line units and controls.

You will assess regulatory requirements and provide practical guidance to stakeholders to manage risk. Requirements include at least seven years in a compliance or risk role and experience with investments or

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