Senior Compliance Officer – Mortgage Servicing & Risk

Western Alliance Bancorporation; Irvine (CA); On-site; USD 92,000 - 114,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

401k matching program

Tuition assistance

Employee volunteer program

Wellness program

Job summary

Western Alliance Bancorporation is seeking a Senior Compliance Officer to lead second-line compliance efforts across mortgage servicing and regulatory risk. You will review data, provide expert guidance on bank policies, and support the Compliance Management System.

You will communicate risk findings, monitor issue remediation, and drive improvements to controls in collaboration with all lines of defense to meet regulatory commitments.

Qualifications

• 2+ years in Regulatory Compliance, Risk Management, Internal Audit or similar field; mortgage servicing compliance preferred.
• Bachelor's degree (or higher) preferred; high school diploma required.
• Regulatory experience in RESPA, TILA, FCRA, SCRA, FDCPA, ECOA, UDAAP required.
• Regulatory experience in EFTA, E-SIGN, HPA, HCA, PTFA, and State Mortgage Servicing Requirements nice to haves.
• Experience developing or performing risk-based compliance monitoring and evaluating controls.
• Experience with compliance monitoring required.
• Knowledge of banking operations and mortgage servicing processes helpful.
• Strong verbal and written communication skills.

Responsibilities

• Interpret and communicate compliance information; identify root causes of risks and advise on mitigating actions.
• Monitor progress of compliance issues and validate corrective actions.
• Identify opportunities to improve design and effectiveness of controls and report results to risk committees.

Skills

Regulatory compliance

Risk management

Internal audit

Mortgage servicing

Compliance monitoring

Communication

MS Office

Relationship building

Regulatory knowledge

Education

Bachelor's degree

Job description

Western Alliance Bancorporation is seeking a Senior Compliance Officer to lead second-line compliance efforts across mortgage servicing and regulatory risk. You will review data, provide expert guidance on bank policies, and support the Compliance Management System.

You will communicate risk findings, monitor issue remediation, and drive improvements to controls in collaboration with all lines of defense to meet regulatory commitments.