Senior Compliance Officer - Klerksdorp

Placements24; United States; A distancia; USD 120.000 - 180.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Competitive salary

Remote work

Health insurance

Professional development

Flexible working hours

Home office stipend

Descripción de la vacante

Placements24 is seeking a Senior Compliance Officer to join its financial services team. This fully remote role includes regulatory compliance oversight and policy development, with an administrative presence in Klerksdorp, North West.

You will develop, monitor, and update compliance programs while guiding business units in risk management and regulatory requirements. Ideal candidates have 5+ years in compliance within financial services, with strong AML/KYC, data protection knowledge, and

Formación

• Bachelor's degree in a relevant field.
• Master's degree or professional certification is highly desirable.
• Minimum of 5 years in compliance, risk management, or audit in financial services.
• Deep knowledge of AML, KYC, and data protection laws.
• Proven ability to develop and implement compliance programs.
• Strong analytical, research, and communication skills.

Responsabilidades

• Develop, implement, and maintain a comprehensive compliance program.
• Conduct regular compliance risk assessments and audits.
• Monitor regulatory changes and update policies accordingly.
• Provide guidance and training on AML, KYC, and data privacy.
• Prepare regulatory reports and liaise with authorities and auditors.
• Advise management on compliance implications of new initiatives.

Conocimientos

AML knowledge

KYC knowledge

Data protection laws

Regulatory reporting

Compliance program development

Educación

Bachelor's degree in Law, Finance, Business Administration, or related field

Master's degree or professional certification (CCEP, CRCM)

Herramientas

Compliance management software

Descripción del empleo

About the Role

Our client is seeking a dedicated and experienced Senior Compliance Officer to join their esteemed financial services team, operating remotely with an administrative presence in Klerksdorp , North West . This role is pivotal in ensuring that the company adheres to all relevant financial regulations, industry standards, and internal policies. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to business units. This fully remote position offers the flexibility to work from anywhere, contributing to a culture of integrity and regulatory excellence within the organization.

Key Responsibilities

• Develop, implement, and maintain a comprehensive compliance program that aligns with industry best practices and regulatory requirements.
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance.
• Monitor changes in relevant laws and regulations and ensure the company's policies and procedures are updated accordingly.
• Provide expert guidance and training to employees on compliance-related matters, including AML, KYC, and data privacy.
• Investigate potential compliance breaches and recommend corrective actions.
• Prepare and submit regulatory reports as required by authorities.
• Liaise with regulatory bodies and external auditors during inspections and investigations.
• Develop and implement effective compliance monitoring tools and systems.
• Advise management on compliance implications of new business initiatives and products.
• Maintain up-to-date knowledge of the regulatory landscape in the financial services sector.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• A Master's degree or professional certification (e.g., CCEP, CRCM) is highly desirable.
• Minimum of 5 years of experience in a compliance, risk management, or audit role within the financial services industry.
• In-depth knowledge of financial regulations, including AML, KYC, and data protection laws.
• Proven experience in developing and implementing compliance programs.
• Excellent analytical, research, and problem-solving skills.
• Strong communication and interpersonal skills, with the ability to explain complex regulatory requirements clearly.
• Ability to work independently and manage multiple priorities effectively in a remote setting.
• Proficiency in compliance management software and standard office productivity tools.
• Demonstrated ability to maintain objectivity and high ethical standards.
• Must have a reliable internet connection and a suitable remote work environment.

Benefits

• Competitive salary and performance-based bonus opportunities.
• Comprehensive health, dental, and vision insurance plans.
• Retirement savings plan with employer contributions.
• Significant opportunities for professional growth and continuous learning.
• Flexible working hours and the full benefits of a remote work arrangement.
• Allowance for home office setup and professional development courses.
• Access to cutting-edge compliance tools and resources.
• A supportive and collaborative virtual team culture.