Compliance Officer - Financial Services

Placements24; Willows (CA); Híbrido; USD 25.000 - 47.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Hybrid work arrangement

Professional development

Medical aid contributions

Pension fund

Descripción de la vacante

Placements24 client, a reputable financial services provider, seeks a meticulous Compliance Officer in Welkom, Free State, to lead and monitor regulatory compliance programs across the organization. Hybrid work model offers in-office collaboration with remote flexibility.

The role requires deep knowledge of South African financial regulations, 3+ years in compliance or risk, and the ability to train staff and liaise with regulators and auditors.

Formación

• Bachelor's degree in Law, Finance, Business Administration or related field.
• Minimum 3 years of experience in compliance, risk management, or internal audit within financial services.
• In-depth knowledge of SA financial regulations (FAIS, FICA, POPIA).
• Experience with compliance risk assessments and audits.
• Strong analytical and communication skills.

Responsabilidades

• Develop, implement and maintain compliance policies and procedures.
• Monitor regulatory changes and update internal controls accordingly.
• Conduct compliance risk assessments and audits across units.
• Investigate breaches and recommend corrective actions.
• Provide training on compliance and regulatory requirements.
• Prepare and submit regulatory reports to authorities.
• Liaise with regulators and external auditors during examinations.
• Maintain records of compliance activities and documentation.
• Advise management on compliance implications of new initiatives.
• Promote a strong compliance culture throughout the organization.

Conocimientos

Analytical skills

Communication skills

Problem solving

Microsoft Office

Regulatory knowledge

Educación

Bachelor's degree in Law/Finance

Herramientas

Compliance software

Descripción del empleo

About the Role

Our client, a reputable financial services provider, is seeking a meticulous and proactive Compliance Officer to join their team in Welkom, Free State . This role is crucial for ensuring adherence to all relevant regulatory requirements and internal policies within the financial sector. The successful candidate will be responsible for developing, implementing, and monitoring compliance programs to mitigate risks and uphold the highest ethical standards. This position offers a hybrid work model, providing a balance between in-office collaboration and remote work flexibility. You will be instrumental in fostering a culture of compliance throughout the organization and will report directly to the Head of Compliance. The role requires a deep understanding of the South African regulatory landscape for financial institutions and a commitment to maintaining the integrity of our client's operations in Welkom, Free State .

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance policies and procedures.
• Monitor regulatory changes and ensure timely updates to internal controls and processes.
• Conduct regular compliance risk assessments and audits across various business units.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to employees on compliance matters and regulatory requirements.
• Prepare and submit regulatory reports to relevant authorities.
• Liaise with regulatory bodies and external auditors during examinations and reviews.
• Maintain accurate records of compliance activities and documentation.
• Advise management on compliance implications of new business initiatives and product developments.
• Promote a strong compliance culture throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 3 years of experience in compliance, risk management, or internal audit within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA).
• Experience in conducting compliance risk assessments and audits.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Ability to work independently and manage multiple priorities effectively.
• High level of integrity and ethical conduct.
• Proficiency in Microsoft Office Suite.
• Experience with compliance management software is an advantage.

Benefits

• Competitive salary package commensurate with experience.
• Annual performance bonus.
• Contributions to a medical aid scheme and pension fund.
• Opportunities for ongoing professional development and certifications.
• Hybrid work arrangement for improved work-life balance.
• A supportive and professional work environment in Welkom, Free State .
• Access to employee assistance programs.