Senior Compliance Manager: Regulatory Advisory (Hybrid)

Manulife Financial; Boston (MA); On-site; USD 92,000 - 160,000; Full time

Benefits offered by this job

Hybrid work model

Competitive benefits

Pension/401(k)

Job summary

Manulife Financial in Boston, MA seeks a Senior Compliance Manager to support compliance oversight and advisory activities across U.S. Retail & Wealth businesses within GWAM. The role partners with stakeholders and control functions to provide practical guidance and ensure adherence to laws, regulations, and internal policies.

This position evolves with regulatory developments. It contributes to risk-based solutions, monitoring, training, and governance while fostering a strong culture of

Qualifications

• 5-8 years of experience in compliance, legal, audit, risk management, or related functions within the financial services industry.
• Knowledge of regulatory requirements applicable to financial services organizations, including investment advisory, broker-dealer, insurance, retirement, or related businesses.
• Ability to interpret regulatory requirements and apply them to business activities in a practical and risk-based manner.
• Excellent verbal and written communication skills.
• Strong interpersonal skills and the ability to build effective partnerships across business and control functions.

Responsibilities

• Provide compliance guidance and support to assigned business units, legal entities, products, services, or strategic initiatives.
• Partner with business stakeholders to identify regulatory risks and develop practical, risk-based solutions.
• Support new product, process, technology, and business initiatives by identifying and addressing applicable compliance requirements.
• Serve as a compliance resource on a variety of matters, including customer complaints, issue management, due diligence activities, trade errors, supervisory matters, and other regulatory concerns, as applicable.
• Assist with the administration and enhancement of the compliance program, policies, procedures, and controls designed to meet applicable regulatory requirements and internal standards.
• Assist with the execution of compliance monitoring, testing, and risk assessment activities.
• Monitor regulatory and industry developments and assist in evaluating their impact on business operations, policies, and procedures.
• Support compliance program activities such as employee training, certifications, disclosures, and related compliance obligations, as assigned.
• Assist with the preparation of compliance reporting and management information for governance committees, senior management, and other stakeholders.
• Support regulatory examinations, audits, inquiries, and internal reviews, including coordinating responses and tracking remediation activities.
• Assist in maintaining documentation necessary to demonstrate compliance with applicable regulatory requirements.
• Partner with Legal, Risk Management, Audit, Operations, Technology, Marketing, Product, and other business functions to support compliance objectives.
• Participate in enterprise, segment, or departmental compliance initiatives and projects as assigned.

Skills

Analytical skills

Communication skills

Interpersonal skills

Organizational skills

Multitasking

Job description

Manulife Financial in Boston, MA seeks a Senior Compliance Manager to support compliance oversight and advisory activities across U.S. Retail & Wealth businesses within GWAM. The role partners with stakeholders and control functions to provide practical guidance and ensure adherence to laws, regulations, and internal policies.

This position evolves with regulatory developments. It contributes to risk-based solutions, monitoring, training, and governance while fostering a strong culture of