Fund Compliance Analyst — Drive Regulatory Oversight & Risk

Manulife; Boston (MA); Hybrid; USD 53,000 - 89,000; Full time

Job summary

Manulife is seeking a Compliance Analyst (non-exempt) in Boston to monitor the John Hancock Group of Funds compliance activities, including sub-adviser oversight and reporting. You will assist in ensuring funds comply with Prospectus/SAI, the 1940 Act, and IRS diversification requirements, and you will support the CCO’s Office with various compliance tasks.

The role involves collaboration with sub-advisers, service providers, and internal teams, participation in due diligence, and drafting of

Qualifications

• 1+ years of experience in the mutual fund industry.
• Bachelor’s degree or above.
• Experience using compliance monitoring systems, Microsoft Excel, and AI tools.

Responsibilities

• Review compliance alerts and warnings generated by Charles River and report breaches to the Investment Compliance management team.
• Complete the annual prospectus/SAI guideline review and facilitate changes to Charles River rule coding.
• Assist in sub-adviser and service provider oversight, including due diligence meetings and policy/procedure enhancements.
• Participate in preparation of periodic Management and Board reporting.
• Prepare periodic compliance documentation per departmental procedures.
• Assist with SEC Rules 38a-1 and 206(4)-7 testing of policies and procedures.
• Assist with regulatory filings and developments.
• Build strong working relationships with compliance and business partners.

Skills

Mutual fund industry experience

Microsoft Excel

AI tools

Compliance monitoring systems

Education

Bachelor’s degree or above

Job description

Manulife is seeking a Compliance Analyst (non-exempt) in Boston to monitor the John Hancock Group of Funds compliance activities, including sub-adviser oversight and reporting. You will assist in ensuring funds comply with Prospectus/SAI, the 1940 Act, and IRS diversification requirements, and you will support the CCO’s Office with various compliance tasks.

The role involves collaboration with sub-advisers, service providers, and internal teams, participation in due diligence, and drafting of