Senior Compliance Manager - Hybrid (Financial Services)

Manulife; Boston (MA); Hybrid; USD 92,000 - 160,000; Full time

Job summary

Manulife's GWAM U.S. Retail & Wealth Compliance team seeks a Senior Compliance Manager to provide practical guidance across U.S. Retail & Wealth businesses, products, and distribution channels, and to help advance the compliance program.

You will partner with business and control functions, support regulatory examinations, monitor developments, and help sustain a strong culture of compliance in a dynamic environment.

Qualifications

• 5-8 years of experience in compliance, legal, audit, risk management, or related functions within the financial services industry.
• Knowledge of regulatory requirements applicable to financial services organizations, including investment advisory, broker-dealer, insurance, retirement, or related businesses.
• Ability to interpret regulatory requirements and apply them to business activities in a practical and risk-based manner.
• Strong analytical, organizational, and problem-solving skills.
• Ability to manage multiple priorities in a fast-paced and evolving environment.
• Excellent verbal and written communication skills.
• Strong interpersonal skills and the ability to build effective partnerships across business and control functions.

Responsibilities

• Provide compliance guidance and support to assigned business units, legal entities, products, services, or strategic initiatives.
• Partner with business stakeholders to identify regulatory risks and develop practical, risk-based solutions.
• Support new product, process, technology, and business initiatives by identifying and addressing applicable compliance requirements.
• Serve as a compliance resource on matters such as customer complaints, issue management, due diligence activities, trade errors, supervisory matters, and other regulatory concerns.

Skills

Regulatory knowledge

Analytical skills

Communication skills

Cross-functional collaboration

Risk management

Job description

Manulife's GWAM U.S. Retail & Wealth Compliance team seeks a Senior Compliance Manager to provide practical guidance across U.S. Retail & Wealth businesses, products, and distribution channels, and to help advance the compliance program.

You will partner with business and control functions, support regulatory examinations, monitor developments, and help sustain a strong culture of compliance in a dynamic environment.