Senior Compliance Auditor

BECU; South Carolina; Remote; USD 73,000 - 137,000; Full time

Job summary

BECU, a leading financial institution, seeks a Senior Compliance Auditor who will play a critical role in ensuring compliance with regulations. Responsibilities include leading audits, crafting strategies, and driving process improvements, aimed at fostering a culture of integrity and transparency. Candidates should possess a degree in Finance or a related field, along with significant experience in audit or compliance roles. This position offers competitive compensation and a range of employee benefits that contribute to personal and professional growth.

Benefits

401k plan

Flexible spending accounts

Paid time off

Medical and dental insurance

Life insurance coverage

Qualifications

• Minimum five years of audit, compliance, or regulatory experience.
• Deep knowledge of federal consumer protection regulations.
• Proven ability to assess and prioritize risk.

Responsibilities

• Plan and conduct independent, risk-based audits.
• Develop audit scopes, objectives, and procedures.
• Prepare detailed workpapers documenting audit findings.

Skills

Strong communication skills

Excellent planning skills

Risk assessment

Education

Bachelor’s degree in Business, Finance, or Accounting

Tools

Audit tools

Job description

Senior Compliance Auditor page is loaded

Senior Compliance Auditor

Apply locations Remote, WA Remote, TX Remote, ID Remote, SC Remote, OR time type Full time posted on Posted 3 Days Ago job requisition id R-12055

Is it surprising to hear that a financial institution of 1.5 million members and over $30 billion in managed assets say that success comes from focusing on people, not profits?

Our “people helping people” philosophy has guided us since 1935, driving our deep commitment to serving our members, communities, and each other. When you join our team, you become part of a purpose-driven organization where your work makes a real difference.

While we’re proud of our history, we’re even more excited about our future. With business and technology transformation on the horizon, there’s never been a better time to be part of BECU.

PAY RANGE

The Target Pay Range for this position is $94,500.00-$115,500.00 annually. The full Pay Range is $73,400.00 - $136,600.00 annually. At BECU, compensation decisions are determined using factors such as relevant job-related skills, experience, and education or training. Should an offer for employment be made, we will consider individual qualifications. In addition to your salary, compensation incentives are available for the hired applicant. Incentives are performance based and targets vary by role.

BENEFITS

Employees and their eligible family members have access to a wide array of employee benefits, such as medical, dental, vision and life insurance coverage. Employees have access to disability and AD&D insurance. We also offer health care and dependent care flexible spending accounts, as well as health savings accounts, to eligible employees. Employees are able to enroll in our company’s 401k plan and employer-funded retirement plan. Newly hired employees accrue 6.16 hours of paid time off (PTO) on a per pay period basis based on hours worked (up to a maximum of 160 PTO hours per year) and receive ten paid holidays throughout the calendar year. Additional details regarding BECU Benefits can be found here .

To join our dynamic team, we require candidates to be residents of WA, OR, ID, AZ, TX, GA, or SC. If you’re located in Washington state and within a reasonable driving distance from Tukwila, we are requesting that you come into our HQ on Tuesdays & Wednesdays. For those candidates that live outside the commute distance of TFC and in any of our approved remote work locations, this role will be remote. Remote or onsite, we are committed to ensuring you are fully engaged and included in our collaborative environment.

IMPACT YOU’LL MAKE

At BECU, we believe in empowering our members through strong compliance and smart risk management. As a Senior Compliance Auditor, you’ll do more than check boxes—you’ll help shape processes that truly protect our members and improve how we work. You’ll be our eyes and ears in a dynamic regulatory world, helping ensure we operate with integrity, transparency, and efficiency. Your work will drive change across mortgage lending and consumer compliance areas and contribute to the long-term success of our credit union.

WHAT YOU’LL DO

• Lead Audit Engagements: Plan and conduct independent, risk-based audits that ensure we’re aligned with regulations and internal frameworks.
• Craft Smart Audit Strategies: Develop audit scopes, objectives, and procedures tailored to compliance risks and test goals.
• Drive Insightful Documentation: Prepare detailed workpapers that clearly support your audit findings and conclusions.
• Offer Process Improvements: Recommend changes that minimize risk, boost productivity, and help teams meet regulatory expectations.
• Be a Compliance Go-To: Act as a subject matter expert, guiding peers on compliance-related audit work.
• Stay Current on Regulations: Keep a close eye on industry updates and ensure BECU’s practices stay ahead of the curve.
• Oversee Remediation: Support teams through process improvements that align with our control framework.
• Build Trust Across Teams: Develop strong relationships with internal customers by understanding their processes and offering meaningful solutions.
• Partner for Better Risk Management: Provide consulting services to help teams operate more efficiently and effectively.
• Support Key Projects: Evaluate new operational processes and collaborate on project teams as needed.
• Represent BECU with Excellence: Assist in external audits and regulatory exams with preparedness and professionalism.
• Commit to Continuous Learning: Stay sharp through ongoing education to maintain audit and compliance excellence.

This isn’t just about ticking off tasks on a list. It's about making a significant, positive change in BECU’s journey, where your contributions are valued, and your growth is continually fostered.

WHAT YOU’LL GAIN

• A meaningful role that impacts the financial well-being of over 1.3 million members
• Opportunities to lead high-profile audit engagements that support BECU’s mission
• A collaborative environment that encourages problem-solving and innovation
• Exposure to executive leadership and influence on strategic compliance decisions
• Access to professional growth, certifications, and continuous learning opportunities

QUALIFICATIONS

Minimum Qualifications

• Bachelor’s degree in Business, Finance, or Accounting, or equivalent experience
• Minimum five years of audit, compliance, or regulatory experience within a credit union or financial institution
• Deep knowledge of federal consumer protection and financial regulations
• Proven ability to assess and prioritize risk in complex processes
• Strong communication skills and ability to present sensitive information tactfully
• Exceptional planning and project management skills

Desired Qualifications

• Advanced degree in a relevant field
• Certifications such as CRCM, CIA, or willingness to earn one within two years
• Familiarity with audit tools like ACL or automated workpapers
• Experience with mortgage lending operations and identifying process inefficiencies

JOIN THE JOURNEY

Ready to make an indelible impact? Eager to be part of a collaborative and innovative team where your ideas and contributions don’t just fill a role but fuel the growth and success of BECU? This is more than a job – it’s a chance to elevate your career, skills, and future, all while contributing to the robust operational landscape of BECU.

Embrace the opportunity to grow with us. Apply now, bring your expertise to the table, and let’s achieve excellence together at BECU. Your journey of influence, innovation, and impactful contribution starts now. #BECU #YourGrowth #BECUJourney

EEO Statement:

BECU is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, veteran status, disability, sexual orientation, gender identity, or any other protected status.

About Us

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From our very beginning, BECU has been about people helping people. As a financial services cooperative, our purpose has and always will be the same: we work together to best serve our members and improve the financial well-being of our community. More than 80 years and one million members later, we're still rooted in our values, practices and mission - and even more passionate about our future.

As one of the nation's leading credit unions, we're not driven by profit. We're owned by our members and their interests are at the core of everything we do. Now we're growing faster than ever before--but we'll never forget our roots. To continue doing right by our members, we believe we must first do right by our people. Here, you'll receive the resources and support you need to learn, grow and build a meaningful career. Because we know it's our people who make us special.