Senior Compliance Associate — Private Alternatives

abglobal

Nashville (TN)

On-site

USD 110,000 - 140,000

Full time

3 days ago
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Job summary

AllianceBernstein is seeking a detail-oriented Compliance Associate to support the firm's Private Alternatives business. The Associate will help support and may oversee key elements of the Private Alternatives Compliance program, including compliance surveillance and testing, regulatory obligations, and ongoing monitoring activities across private alternative businesses.

The role partners closely with investment teams, Legal & Compliance colleagues, and other stakeholders to identify compliance

Qualifications

  • Bachelor's degree required in a related field.
  • Four+ years of relevant compliance, legal, risk, or audit experience.
  • Experience with private funds or private alternatives is preferred.
  • Ability to develop or enhance a compliance program.

Responsibilities

  • Execute and support Private Alternatives Compliance surveillance and testing.
  • Assist in regulatory obligations and ongoing monitoring activities.
  • Collaborate with Compliance, Legal, and business stakeholders to improve controls.
  • Build relationships with investment teams and global stakeholders.
  • Coordinate governance processes and maintain related records.
  • Support annual Rule 206(4)-7 compliance reviews.
  • Review and update policies, procedures, and monitoring processes.

Skills

Attention to detail
Analytical thinking
Regulatory knowledge
Strong communication
Judgment & discretion
Time management

Education

Bachelor's degree in business, finance, accounting, economics, legal studies, information systems, or related field

Tools

Microsoft Office
Excel
Word
Outlook
PowerPoint
Copilot

Job description

AllianceBernstein is seeking a detail-oriented Compliance Associate to support the firm's Private Alternatives business. The Associate will help support and may oversee key elements of the Private Alternatives Compliance program, including compliance surveillance and testing, regulatory obligations, and ongoing monitoring activities across private alternative businesses.

The role partners closely with investment teams, Legal & Compliance colleagues, and other stakeholders to identify compliance

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