Senior Compliance Analyst, US

OKX; San Jose, California, New York (CA, MO, NY); On-site; USD 101,000 - 152,000; Full time

Job summary

An established industry player is seeking a Senior Analyst to join their US Compliance team. This role is pivotal in supporting the company's re-launch in the US, ensuring adherence to local regulatory requirements, and managing compliance reporting. The ideal candidate will have a strong background in compliance within financial services or the cryptocurrency sector, showcasing expertise in AML/CFT regulations and risk management. This position offers a unique opportunity to grow within a dynamic environment, contributing to the compliance culture of a leading crypto exchange. If you are a self-motivated individual with a passion for compliance, this role is perfect for you.

Benefits

Comprehensive Insurance Package

401K with Company Contribution

Employee Referral Bonus Program

Company Donation Match

Qualifications

• 4+ years in compliance/risk within financial services or crypto.
• Strong knowledge of financial regulations and compliance frameworks.

Responsibilities

• Support the BSA Officer in meeting local regulatory requirements.
• Manage compliance reporting and license maintenance tasks.

Skills

Compliance Reporting

Risk Management

AML/CFT Knowledge

Critical Thinking

Fast-paced Environment Adaptability

Education

Bachelor's Degree or Equivalent

Tools

NMLS

Job description

New York, United States; San Jose, California, United States

Who We Are

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.

About the Opportunity

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.

Our Americas Compliance team, in particular, is responsible for ensuring our OKX entities that operate in the Americas region meet local regulatory requirements, including regulatory reporting, program oversight, board reporting, and examination support.

What You’ll Be Doing

This role will be on the US Compliance team, supporting OKX in the US, and will assist the BSA Officer with ensuring that local regulatory requirements are met and the Compliance program is designed and executed effectively. This Senior Analyst will be a part of the team supporting OKX’s re-launch in the US, so will help scale the local Compliance function as the business grows. You will become an expert in the all facets of the US Compliance program, as well as assisting with license maintenance. Some key responsibilities include:

• Reviewing onboarding and customer lifecycle escalations
• Oversight monitoring and reporting
• Supporting the regulatory mapping program
• Drafting and filing SARs
• Helping to manage the US documentation suite
• Supporting money transmitter license maintenance, including annual renewals

What We Look For In You:

4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.

Ability to manage, on a day-to-day basis, an intricate program of Compliance reporting and license maintenance tasks.

Knowledge and understanding of financial services regulations, compliance, policies, process, and procedures.

Knowledge of AML/CFT requirements, sanctions, and consumer risks with familiarity applying compliance frameworks to crypto assets and products.

• Foundational knowledge of the crypto economy with a strong desire to learn more.
• Proven ability to work within and meet deadlines in a fast-paced environment.
• Self-motivated, curious, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks.
• Intuitive, highly ethical and comfortable to question and challenge.
• Bachelor's degree or equivalent practical experience.

Nice to Haves

Experience managing money transmitter licenses, including use of NMLS and state-specific portals.

Knowledge of state-specific regulatory statutes and requirements.

• Prior experience in a Compliance/Legal/Risk function at a crypto company.
• CAMS, PMI, or equivalent certification.

Compensation and Benefits

Market competitive total compensation package including comprehensive insurance package (medical, dental, vision, disability & life insurance) with the company paying 100% for employee and 80% for dependents, 401K with company contribution, Employee Referral Bonus Program paid in BTC, Company Donation Match, and more surprises when you join!

OKX Statement:

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

The salary range for this position is $101,000 to $152,000, depending on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered.

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