Senior Compliance Analyst

SILAC Insurance Company; Town of Carmel (NY); Presencial; USD 90.000 - 130.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical, Dental, Vision

401(k) & Roth

Paid Time Off

Birthday Pay

Tuition Reimbursement

Pet Insurance

Parental Leave

Paid Volunteer Time

Descripción de la vacante

SILAC Insurance Company, headquartered in Carmel, Indiana, is seeking a Senior Compliance Analyst to lead regulatory reviews of life and annuity products and advertising materials to ensure compliance with state and federal law.

The role collaborates with Product Development and other departments to draft and submit forms, track filings, respond to objections, and ensure proper implementation post-approval; monitor changing regulations and support operations with compliant guidance.

Formación

• Minimum 5 years of regulatory compliance experience in life/annuity insurance
• Deep knowledge of state and federal life/annuity regulations and compliance requirements
• Experience with tax and non-tax qualified annuity contracts, riders and forms
• Proficiency with NAIC SERFF filing system and forms submissions
• Strong analytical, problem solving and communication skills
• Attention to detail and ability to handle confidential information

Responsabilidades

• Draft, prepare and submit contract and related forms to state regulators for approval
• Track filings and communicate objections/approvals to relevant departments
• Serve as primary contact with state insurance departments
• Ensure forms are implemented post-approval
• Support post-approval audits and ongoing compliance monitoring
• Review advertising materials for compliance and assist in guidelines development
• Monitor regulatory changes and communicate impacts to stakeholders
• Provide compliance support to Operations and other business units
• Participate in department initiatives and other assigned tasks

Conocimientos

Regulatory compliance

Life & annuity regulations

SERFF

Analytical

Communication

Detail-oriented

Independent work

Microsoft Office

Adobe Acrobat

Herramientas

SERFF

Descripción del empleo

Senior Compliance Analyst

SILAC Insurance Company is currently seeking an experienced Senior Compliance Analyst to join the company's Legal and Compliance Department.

About Us:

Headquartered in Carmel, Indiana, SILAC Insurance Company provides industry-leading annuity products that help individuals prepare for retirement. Our teams align around a shared vision of competitive products for clients, delivering best-in-class service to agents & business partners, and propelling the success of our employees.

Position Summary:

The Senior Compliance Analyst is primarily responsible for ensuring that SILAC's insurance products and marketing materials comply with all applicable state laws and regulations. This role serves as the Compliance lead in collaboration with our Product Development team and other Company departments in the design, preparation, and submission of product forms to the respective states for approval; ensures that the approved forms are properly implemented; and supports the Company's marketing efforts with detailed reviews of advertising materials.

Key Responsibilities:

Product Compliance

• - Draft, prepare, and submit contract and related forms to state regulatory authorities for approval prior to use;
• - Track filings through the state review process and communicate objections and approvals to the respective company departments for response;
• - Serve as the primary point of contact with state insurance departments, providing clear, well supported responses to objections;
• - Engage with other Company departments to ensure forms are properly implemented following approval; and
• - Support post approval audits and ongoing compliance monitoring.

Additional Responsibilities

• - Conduct compliance reviews of advertising materials and assist in the development of enhanced advertising guidelines;
• - Monitor regulatory changes affecting annuity products and communicate impacts to internal stakeholders;
• - Provide compliance support to Operations and other business units; and
• - Participate in department initiatives and perform other duties as assigned.

Minimum Qualifications:

• - Minimum of 5 years of experience in regulatory compliance within the life and annuity insurance industry, or an equivalent combination of education and experience that demonstrates the ability to meet the responsibilities of the position.
• - In-depth knowledge of state and federal life and annuity insurance regulations and compliance requirements.
• - Knowledge of and experience with tax and non-tax qualified annuity contracts, including structure and design, terms, riders, endorsements, and insert pages.
• - Expertise in the use of the NAIC's System of Rate and Form Filling (SERFF).
• - Strong analytical, problem-solving, and decision-making skills.
• - Attention to detail is a necessity.
• - High level of discretion and ability to maintain confidentiality.
• - Excellent communication, collaboration, and interpersonal skills.
• - Ability to work independently with limited oversight and manage multiple priorities in a fast-paced environment.
• - Proficient in multiple computer applications, including the Microsoft Office suite and Adobe Acrobat.

Benefits:

• Competitive base salary
• Medical, Dental, Vision
• Health/Flexible Savings Account
• 401(k) & ROTH
• Pet Insurance
• Parental Leave
• Paid Time Off
• Birthday Pay
• Paid Volunteer Time
• 10 Paid Holidays
• Employee Assistance Program
• Tuition Reimbursement