Senior Compliance Analyst

Angove Partners; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

A dynamic hedge fund in New York City is seeking a detail-oriented Senior Compliance Analyst to ensure adherence to regulatory standards and internal policies. This role involves monitoring regulations, performing risk assessments, and collaborating with various business units to drive compliance initiatives.

Qualifications

• 5–10 years of experience in compliance, audit, or risk management.
• Strong knowledge of applicable laws and regulations.

Responsibilities

• Monitor and interpret regulatory developments affecting the organization.
• Perform risk assessments and internal compliance reviews.
• Draft and update compliance policies and procedures.

Skills

Attention to Detail

Communication

Project Management

Education

Bachelor’s degree in Business

Master’s or professional certifications

Tools

GRC platforms

Job description

About Us

The client I am working with are a dynamic and fast-growing start up hedge fund based in New York City, focused on delivering strong performance through innovative investment strategies and a tech-forward approach to asset management. With a strong emphasis on integrity, transparency, and compliance, we're building a firm positioned for long-term success in today’s complex regulatory environment.

About the Role

We are seeking a detail-oriented and experienced 'Senior Compliance Analyst' to join our growing compliance team. In this role, you will play a critical part in ensuring our organization's adherence to regulatory standards, internal policies, and industry best practices. You’ll work cross-functionally to assess risk, improve controls, and drive compliance initiatives across multiple business units.

Key Responsibilities

• Monitor and interpret regulatory developments affecting the organization, including [e.g., SEC, FINRA, GDPR, HIPAA, etc. — customize based on industry].
• Perform risk assessments and internal compliance reviews to ensure alignment with internal controls and regulatory standards.
• Draft, review, and update compliance policies, procedures, and training programs.
• Serve as a subject matter expert for business units, offering guidance on compliance issues and regulatory obligations.
• Investigate potential compliance breaches, conduct root cause analyses, and support corrective action planning.
• Assist with internal and external audits, ensuring accurate and timely responses to audit requests.
• Collaborate with Legal, Internal Audit, Risk Management, and other stakeholders to ensure a unified compliance framework.
• Provide compliance reporting and metrics to senior leadership, highlighting trends and risk areas.
• Lead or support special compliance projects and system implementations as needed.

Qualifications

• Bachelor’s degree in Business, Finance, Law, or a related field (Master’s or professional certifications a plus — e.g., CRCM, CAMS, CCEP).
• 5–10 years of experience in a compliance, audit, or risk management role.
• Strong knowledge of applicable laws and regulations in [insert industry — e.g., financial services, healthcare, technology].
• Demonstrated ability to analyze complex regulatory issues and develop actionable solutions.
• Excellent written and verbal communication skills.
• Proven project management experience and ability to prioritize effectively.
• High attention to detail, integrity, and sound judgment.

Preferred Skills

• Experience with GRC platforms or compliance management tools.
• Familiarity with data privacy regulations and cybersecurity compliance.
• Knowledge of international regulatory frameworks (if applicable).