Senior Compliance Analyst

Jobtailor; Duluth (GA); On-site; USD 85,000 - 105,000; Full time

Job summary

Jobtailor is seeking an experienced Compliance Professional to review and ensure adherence to financial laws and regulations in a dynamic environment. You will interpret new regulations, assess impacts on operations, and prepare reports for leadership.

The role involves policy development, collaboration with business units, and ongoing policy reviews for accuracy and regulatory alignment. The ideal candidate has extensive regulatory knowledge, strong analytical and communication skills, and a

Qualifications

• 5+ years’ experience in financial institution regulatory compliance, including consumer and mortgage lending.
• Thorough knowledge of federal and state financial regulations and emerging compliance issues.
• Proficient in MS Office and data reporting.
• Bachelor’s degree in Business Administration or related field preferred.
• Must be eligible to work in the United States; employment eligibility verified through E-Verify

Responsibilities

• Review and ensure compliance with applicable financial laws and regulations.
• Interpret new and proposed regulations and assess potential impacts on business operations.
• Prepare and present compliance reports to management.
• Assist management in reviewing and developing compliance-related policies and procedures.
• Liaise with functional business units regarding new and existing regulations.
• Conduct periodic reviews of existing policies for accuracy and completeness of compliance objectives.

Skills

Regulatory compliance

Analytical skills

Attention to detail

Verbal communication

Written communication

Multi-tasking

Problem solving

Education

Bachelor's degree in Business Administration or related field

Tools

MS Office

Word

Excel

PowerPoint

Email

Job description

• Review and ensure compliance with applicable financial laws and regulations


• Interpret new and proposed regulations and assess potential impacts on business operations


• Prepare and present compliance reports to management


• Assist management in reviewing and developing compliance-related policies and procedures


• Conduct periodic reviews of existing policies for accuracy and completeness of compliance objectives


• Participate in seminars, conferences, and workshops to improve job knowledge


• Liaise with functional business units regarding new and existing regulations


• Determine emerging compliance risks through proactive analysis


• Analyze and report data as required by the Compliance Management Program


• Support management during examinations and internal audits


• Support management with external auditors, consultants, and other third parties on compliance activities


• Assist Learning and Development with oversight, assignment, and tracking of company-wide compliance training


• Update policies and procedures in accordance with evolving regulations, legal requirements, and process changes


• Stay informed about trends and developments in financial compliance


• Attend required meetings


• Conduct research and complete special projects or assignments


• Represent the Credit Union in contacts with business and trade associations and promote the Credit Union’s image


• Establish positive and productive working relationships aligned with the company’s purpose, mission, and core values

Requirements

• 5+ years’ experience in financial institution regulatory compliance, including consumer and mortgage lending


• Thorough knowledge of applicable federal and state financial regulations and emerging compliance issues


• Computer proficiency with MS Office, including Word, Excel and PowerPoint, Internet, and Email


• Well organized and attentive to details


• Ability to multi-task and prioritize work in a fast-paced environment


• Strong analytical and research skills with ability to problem solve and develop innovative solutions


• Excellent verbal and written communication skills


• Industry compliance certification preferred


• Bachelor's degree in Business Administration or related field preferred


• Must be eligible to work in the United States; employment eligibility verified through E-Verify

Core Competencies

Demonstrates extensive knowledge of financial regulations and compliance, with strong analytical and problem-solving skills to assess and mitigate compliance risks. Proficient in preparing compliance reports and collaborating with management and external auditors to ensure adherence to regulatory standards.

Highest-signal resume keywords

• Financial Institution Regulatory Compliance


• Consumer And Mortgage Lending


• Federal And State Financial Regulations


• Compliance Certification


• Analytical And Research Skills

ATS Optimization Keywords

Hard Skills

• Regulatory Compliance


• Compliance Reporting


• Policy Development


• Data Analysis


• Risk Assessment

Soft Skills

• Attention To Detail


• Multi-Tasking


• Problem Solving


• Verbal Communication


• Written Communication

Certifications & Qualifications

• Industry Compliance Certification

Industry Keywords

• Financial Compliance


• Compliance Management Program


• Internal Audits


• Emerging Compliance Issues


• Compliance Training

Tools & Technologies

• MS Office


• Word


• Excel


• PowerPoint


• Email