Senior Compliance Advisor, Retirement Plans

Fidelity Investments Inc.; Merrimack (NH); Sur place; USD 120 000 - 150 000; Plein temps

Résumé du poste

Fidelity Investments Inc. seeks a Senior Compliance Advisor for Workplace Investing Compliance to help support the compliance program for managed record-keeper services, focused on retirement plans.

The role involves driving process improvements, applying regulatory guidance, and partnering with Legal, Risk, Operations, and Product teams to ensure adherence to ERISA, DOL, and IRS requirements across the product lifecycle.

Qualifications

• Bachelor’s degree or equivalent experience.
• Experience in retirement plan operations, compliance, project management, risk management, or related control function.
• Solid understanding of retirement plan compliance requirements and regulatory rules (ERISA, DOL, IRS) preferred.
• Experience with workplace retirement products or services (defined contribution/benefit, non-qualified, pooled employer, or record-keeper services).

Responsabilités

• Support the compliance program for managed record-keeper services for retirement plans.
• Lead process improvements and pivotal initiatives within the compliance program.
• Provide guidance to product teams and stakeholders on regulatory requirements and governance.

Connaissances

Regulatory knowledge

Project management

Analytical thinking

Communication skills

Attention to detail

Interpersonal skills

Formation

Bachelor’s degree or equivalent experience

Outils

Microsoft Office

SharePoint

Description du poste

Fidelity Investments Inc. seeks a Senior Compliance Advisor for Workplace Investing Compliance to help support the compliance program for managed record-keeper services, focused on retirement plans.

The role involves driving process improvements, applying regulatory guidance, and partnering with Legal, Risk, Operations, and Product teams to ensure adherence to ERISA, DOL, and IRS requirements across the product lifecycle.