Senior Compliance Advisor: DC Regulation & Testing Lead

Soteria Reinsurance Ltd.; Covington (KY); On-site; USD 90,000 - 130,000; Full time

Job summary

Fidelity in Covington, KY is seeking a Senior Compliance Advisor to support daily regulatory inquiries and assist with discussions with Plan Sponsors, legal counsel, and internal partners. The role emphasizes ECAT testing, nondiscrimination testing, and EPCRS knowledge in a Senior Compliance capacity.

Candidates should have 5+ years in Defined Contribution client service, 4+ years in nondiscrimination testing, and ASPPA QKA/QPA credentials preferred.

Qualifications

• 5+ years of Defined Contribution client service experience including consultation and sales support.
• 4+ years of Defined Contribution nondiscrimination testing experience required.
• Understanding of EPCRS rules and plan corrections.
• Ability to explain complex regulatory topics to diverse audiences.
• Strong organizational skills and detail orientation.

Responsibilities

• Assist associates with regulatory questions and daily support.
• Prepare for conversations with Plan Sponsors, legal counsel, and internal business partners.
• Lead through escalated issues and provide testing support for new clients.
• Educate clients on testing results and implications for their plans.
• Manage at-risk client relationships and project work.

Skills

Defined Contribution client service

Nondiscrimination testing

Regulatory knowledge

Communication

Presentation skills

Negotiation

Team collaboration

Education

Bachelor's Degree

ASPPA QKA/QPA credentials preferred

Job description

Fidelity in Covington, KY is seeking a Senior Compliance Advisor to support daily regulatory inquiries and assist with discussions with Plan Sponsors, legal counsel, and internal partners. The role emphasizes ECAT testing, nondiscrimination testing, and EPCRS knowledge in a Senior Compliance capacity.

Candidates should have 5+ years in Defined Contribution client service, 4+ years in nondiscrimination testing, and ASPPA QKA/QPA credentials preferred.