Senior Communications Compliance Lead - Digital & Social

Madison-Davis, LLC; Dallas (TX); Presencial; USD 85.000 - 110.000; Jornada completa

Descripción de la vacante

Madison-Davis, LLC is seeking an experienced compliance professional to join its supervision team in Dallas, Texas. The role focuses on overseeing digital and electronic communications, advertising, marketing materials, and social media content to ensure SEC, FINRA, and internal standards are met.

You will conduct principal-level supervisory reviews, monitor social media activity of registered personnel, and partner with Legal, Compliance, Marketing, and other teams to strengthen supervisory

Formación

• 3–5 years of broker-dealer compliance experience or related financial services function.
• Experience applying FINRA and SEC requirements in a regulated environment.
• Hands‑on experience reviewing or supervising advertising, marketing, social media, digital communications, and/or electronic correspondence.

Responsabilidades

• Review and approve advertising, marketing materials, social media content, websites, and other communications for compliance with FINRA, SEC, and applicable requirements.
• Conduct principal-level supervisory reviews of electronic communications and other materials produced by registered personnel.
• Monitor online and social media activity of registered representatives and identify regulatory or reputational concerns.
• Review and approve business-related social media profiles and oversee changes or removal of access when appropriate.
• Identify communications that require modification and work with employees to resolve compliance concerns.
• Apply written supervisory procedures and compliance policies when evaluating communications and determining remediation.

Conocimientos

Broker-dealer compliance

FINRA/SEC rules

Communication supervision

Digital/social media oversight

Regulatory documentation

Educación

Bachelor’s degree in related field

FINRA Series 7, 24, 66

Life and Health licensing

Descripción del empleo

Madison-Davis, LLC is seeking an experienced compliance professional to join its supervision team in Dallas, Texas. The role focuses on overseeing digital and electronic communications, advertising, marketing materials, and social media content to ensure SEC, FINRA, and internal standards are met.

You will conduct principal-level supervisory reviews, monitor social media activity of registered personnel, and partner with Legal, Compliance, Marketing, and other teams to strengthen supervisory