Senior Broker-Dealer Accountant - Reg & Audit Focus

Webull Financial; New York (NY); On-site; USD 110,000 - 165,000; Full time

Benefits offered by this job

Health coverage

401(k) match

Commuter benefits

Paid time off

Wellness benefits

Tuition reimbursement

Catered meals

Job summary

Webull Financial in New York, NY seeks a Senior Broker-Dealer Accountant to own complex monthly closes and drive audit readiness in a regulated environment. You will coordinate across accounting, operations, and compliance to ensure accurate financial reporting for multi-entity structures.

The role emphasizes broker-dealer accounting, regulatory reporting (net capital, reserve, FOCUS), and strong Excel and ERP skills.

Qualifications

• 3–7+ years of accounting experience, with broker‑dealer or financial services exposure.
• Hands‑on experience with monthly close and account reconciliations.
• Direct experience supporting external audits.
• Familiarity with SEC / FINRA reporting requirements (net capital, reserve, FOCUS).
• Strong Excel skills (large datasets).
• Experience with ERP systems (NetSuite, Oracle, SAP, or similar).
• Understanding of internal controls and audit documentation standards.

Responsibilities

• Own and execute key components of the monthly and quarterly close.
• Prepare and review journal entries, account reconciliations, and variance analyses.
• Investigate and resolve reconciliation breaks across sub-ledgers and the general ledger.
• Ensure timely, accurate financial reporting in a multi-entity environment.
• Support preparation of regulatory reports (e.g., FOCUS reporting, net capital, reserve calculations).
• Prepare clear, well-documented support for external auditors (PBC requests).
• Respond to audit inquiries with timely and complete responses.
• Identify and remediate control gaps or documentation issues.

Skills

Broker-dealer accounting

Monthly close

Audit support

Excel

Regulatory reporting

ERP systems experience

Internal controls

Tools

NetSuite

Oracle

SAP

Job description

Webull Financial in New York, NY seeks a Senior Broker-Dealer Accountant to own complex monthly closes and drive audit readiness in a regulated environment. You will coordinate across accounting, operations, and compliance to ensure accurate financial reporting for multi-entity structures.

The role emphasizes broker-dealer accounting, regulatory reporting (net capital, reserve, FOCUS), and strong Excel and ERP skills.