Finance Controls & Regulatory Reporting - Associate Director/Sr. Associate Director

Webull Financial; New York (NY); Presencial; USD 135.000 - 175.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Comprehensive Health Coverage

401(k) match

Commuter benefits for NY positions

Generous time off

Wellness & Pet Care

Tuition reimbursement

Catered breakfast

Monthly happy hours

Descripción de la vacante

Webull Financial is seeking an experienced finance leader to join our Finance organization in a role that supports financial controls, regulatory reporting, and operational excellence. The title will be Associate Director or Senior Associate Director, based on experience.

Based at our NY Wall Street office, you will lead critical controls, oversee Rule 15c3-3 reserve calculations, and collaborate with auditors to ensure SOX compliance and regulatory readiness.

Formación

• 6+ years of experience in audit, financial controls, and/or regulatory reporting.
• Experience designing, operating, and enhancing financial controls, preferably in a SOX-compliant public company environment.
• Hands-on experience preparing and reviewing SEC Rule 15c3-3 Reserve Formula calculations.
• Strong understanding of broker-dealer regulatory accounting and control frameworks.
• Ability to collaborate across Finance, Operations, Compliance, and external auditors.

Responsabilidades

• Lead and strengthen financial controls across key finance processes.
• Prepare, review, and oversee Rule 15c3-3 reserve calculations and related regulatory processes.
• Partner with auditors on SOX testing, financial statement audits, and regulatory examinations.
• Drive process improvements to enhance control effectiveness and operational efficiency.
• Support Finance leadership on regulatory initiatives and special projects.

Conocimientos

6+ years exp

SOX controls

SEC Rule 15c3-3

Broker-dealer accounting

Cross-functional collaboration

Descripción del empleo

We are seeking an experienced finance professional to join our Finance organization in a leadership role supporting financial controls, regulatory reporting, and operational excellence. The title will be Associate Director or Senior Associate Director, based on experience and qualifications.

In This Role, You Will

• Lead and strengthen financial controls across key finance processes.
• Prepare, review, and oversee Rule 15c3-3 reserve calculations and related regulatory processes.
• Partner with auditors on SOX testing, financial statement audits, and regulatory examinations.
• Drive process improvements to enhance control effectiveness and operational efficiency.
• Support Finance leadership on regulatory initiatives and special projects.

The Skills You Bring

• 6+ years of experience in audit, financial controls, and/or regulatory reporting
• Experience designing, operating, and enhancing financial controls, preferably in a SOX-compliant public company environment.
• Hands‑on experience preparing and reviewing SEC Rule 15c3-3 Reserve Formula calculations.
• Strong understanding of broker‑dealer regulatory accounting and control frameworks.
• Ability to collaborate across Finance, Operations, Compliance, and external auditors.

What Makes You Stand Out

• Financ

Why Webull?

Webull is more than a fintech company—we’re a global community of innovators, collaborators, and trailblazers. Headquartered in St. Petersburg, FL, Webull operates in 16 regions worldwide, serving over 20 million users. At Webull, your ideas matter, your voice is heard, and your work makes a real impact.

Investing in our people is a top priority for us, which is why we have a comprehensive benefits package that includes:

• Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
• Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
• Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
• Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
• Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
• Dynamic Office Perks: Catered breakfast (every Monday) & lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.

This role is based in our NY Wall Street office (44 Wall Street, NYC), where in-person collaboration fuels growth, mentorship, and innovation. At Webull, we’re committed to fair, equitable, and transparent compensation. The base salary range is $135,000 - $175,000 annually, plus a discretionary bonus and full benefits. Final offers consider experience, location, and relevant qualifications.

EEOC Statement

Webull is an equal opportunity employer. We’re committed to building a diverse and inclusive team where all backgrounds, perspectives, and talents are valued.