Senior Auditor

Intercontinental Exchange Holdings, Inc.; New York (NY); On-site; USD 113,000 - 151,000; Full time

Job summary

A leading company in financial services is looking for an Internal Auditor to conduct audits and compliance testing of their operations. The ideal candidate will have a minimum of a Bachelor's degree, relevant professional certifications, and at least two years of internal audit experience. This role provides competitive compensation based in New York and offers a robust benefits package, including health coverage and retirement plans.

Benefits

Healthcare coverage (medical, dental and vision)

401(k) plan

Life insurance

Paid time off

Paid leave for qualifying circumstances

Qualifications

• Minimum of Bachelor's degree or commitment to obtain professional certification.
• 2+ years in internal audit or equivalent experience.
• Ability to perform multiple projects simultaneously.

Responsibilities

• Conduct integrated operational and compliance related testing of controls.
• Complete audit assignments within established time frames.
• Draft audit reports and participate in exit meetings.

Skills

Communication

Organization

Time Management

Detail Orientation

Proficiency in Word, Excel, and PowerPoint

Education

Bachelor's degree

Professional certification (e.g. CIA, CPA, CFA, CFE, CISA)

Job description

Overview

Responsibilities

• Conduct integrated operational and compliance related testing of manual and automated controls.
• Develop a thorough understanding of the ICE’s North American derivatives exchange and clearinghouse operations.
• Assist with the completion of audit risk assessments.
• Complete audit assignments within established time frames and budgets.
• Perform independent appraisal of policies and procedures.
• Document audit procedures performed in accordance with departmental procedures and standards.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with internal stakeholders.
• Draft audit reports and participate in exit meetings with management to discuss findings and responses.
• Travel to other locations as required for internal audit and training purposes.

Knowledge and Experience

• Minimum of Bachelor's degree or with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFA, CFE, CISA).
• 2+ years in internal audit or equivalent experience.
• Excellent communication, organization and time management skills with appropriate attention to detail.
• Ability to perform multiple projects simultaneously.
• Must be proficient in Word, Excel, and PowerPoint.
• Ability to adapt in a high growth, rapidly evolving industry.
• Participate in audits of the general business and information technology functions in supporting the execution of the annual audit plan.
• Knowledge of financial services industry and infrastructure a plus.
• Ability to travel up to 10 percent; including international.

Illinois Base Salary Range

The expected base salary for this role, if located in Illinois, is between $86,600 - 121,000 USD. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage (medical, dental and vision), a 401(k) plan, life insurance, time off, and paid leave for qualifying circumstances.

New York Base Salary Range

The expected base salary for this role, if located in New York, is between $113,900 - 150,700 USD. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage (medical, dental and vision), a 401(k) plan, life insurance, time off, and paid leave for qualifying circumstances.

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Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.