Senior Audit Manager, Risk & Controls (Hybrid)

Capital One Group; Plano (TX); Hybrid; USD 138,000 - 158,000; Full time

Job summary

Capital One in Plano, TX is seeking an Audit Manager for Risk Management in a hybrid role. You will lead audits of Second Line risks, design engagement plans, and ensure effective internal controls across the risk framework.

You will coach staff, communicate progress to stakeholders, and apply data analytics to improve audit quality. A bachelor's degree and 5+ years in auditing are required; several advanced certifications are preferred.

Qualifications

• Bachelor's Degree or military experience.
• At least 5 years of auditing, accounting, financial analysis or compliance experience.
• Experience leading audits and acting as auditor-in-charge (preferred).
• 2+ years of banking or financial services experience.
• 1+ years data analysis supporting internal auditing.
• Experience auditing or implementing OCC heightened standards.
• Master’s Degree in Accounting, Finance, or MBA.
• CIA, CPA, CTPRP, APRP certifications (preferred).

Responsibilities

• Lead audits or projects focused on Second line Enterprise Risk Management and Operational Risk.
• Develop engagement planning documentation and audit programs for assigned areas.
• Design and execute audit procedures to verify the effectiveness of internal controls.
• Document auditee processes, review evidence, and identify potential issues.
• Prepare clear, organized documentation to support work performed, including draft findings.
• Establish and maintain client and team relations and communicate audit progress.
• Self-prioritize and manage multiple priorities while coaching audit staff.

Skills

Auditing experience

Leadership

Data analysis

Communication skills

Problem solving

Education

Bachelor's degree or military experience

Master's degree in Accounting/Finance/MBA

Job description

Capital One in Plano, TX is seeking an Audit Manager for Risk Management in a hybrid role. You will lead audits of Second Line risks, design engagement plans, and ensure effective internal controls across the risk framework.

You will coach staff, communicate progress to stakeholders, and apply data analytics to improve audit quality. A bachelor's degree and 5+ years in auditing are required; several advanced certifications are preferred.