Senior Audit Manager, Hybrid Risk & Controls Leader

Ameriprise Financial

Minneapolis (MN)

Hybrid

USD 122,000 - 168,000

Full time

6 days ago
Be an early applicant
Application generator

Don’t send a generic resume — generate a resume and cover letter tailored to this exact role.

Get past ATS filters

Job summary

Ameriprise Financial in Minneapolis is seeking a Senior Audit Manager to plan and execute complex risk and control audits, including SOX/MAR/FDICIA compliance, across multiple lines of business. The role involves supervising projects, identifying deficiencies, and communicating findings to senior management.

You will oversee scopes, schedules, and deliverables while driving governance improvements. The ideal candidate has a Bachelor’s degree and 5+ years of audit experience, with certifications

Qualifications

  • Bachelor's degree required.
  • 5+ years of audit experience.
  • Experience leading multiple audits or projects.
  • Knowledge across multiple lines of business and critical subject matter areas.
  • Certifications CIA, CISA, CPA or CFSA preferred.

Responsibilities

  • Plan and execute complex portions of the Risk & Control Services plan including audit activities.
  • Lead SOX/MAR/FDICIA compliance activities and present results to management.
  • Identify control deficiencies, assess exposure, and propose cost-effective recommendations.
  • Monitor and validate Management Action Plans and coordinate with control groups.

Skills

Audit leadership
Project management
Risk assessment
Cross-functional coordination
Regulatory knowledge

Education

Bachelor's degree
CIA
CISA
CPA
CFSA

Job description

Ameriprise Financial in Minneapolis is seeking a Senior Audit Manager to plan and execute complex risk and control audits, including SOX/MAR/FDICIA compliance, across multiple lines of business. The role involves supervising projects, identifying deficiencies, and communicating findings to senior management.

You will oversee scopes, schedules, and deliverables while driving governance improvements. The ideal candidate has a Bachelor’s degree and 5+ years of audit experience, with certifications

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Hybrid Senior Audit Manager – Lead Risk & Control Programs
Hybrid Senior Audit Manager – Lead Risk & Control Programs

Threadneedle group • Minneapolis (MN), Northern (KY)

Hybrid
USD 122,000 - 168,000
Senior Audit Manager - Hybrid, Lead SOX/Mar Controls
Senior Audit Manager - Hybrid, Lead SOX/Mar Controls

ameriprise • Minneapolis (MN)

On-site
USD 122,000 - 168,000
Hybrid Senior Audit Manager – SOX & Risk Controls Lead
Hybrid Senior Audit Manager – SOX & Risk Controls Lead

COMFORT SYSTEMS • Minneapolis (MN)

Hybrid
USD 122,000 - 168,000
IT Risk & Controls Auditor (SOX/MAR)
IT Risk & Controls Auditor (SOX/MAR)

Ameriprise Financial • Minneapolis (MN)

Hybrid
USD 56,100 - 98,600
IT Staff Auditor - Hybrid (SOX & Risk Controls)
IT Staff Auditor - Hybrid (SOX & Risk Controls)

Ameriprise Financial Services, LLC • Minneapolis (MN)

Hybrid
USD 56,000 - 99,000
Senior Audit Manager
Senior Audit Manager

ameriprise • Minneapolis (MN)

On-site
USD 122,000 - 168,000
Wealth Management Risk & Compliance Leader
Wealth Management Risk & Compliance Leader

Ameriprise Financial Services, LLC • Minneapolis (MN)

On-site
USD 93,000 - 129,000
Senior Risk & Compliance Liaison, Wealth Management
Senior Risk & Compliance Liaison, Wealth Management

Ameriprise Financial • Minneapolis (MN)

Hybrid
USD 93,000 - 128,000
Vacation time
Sick time
401(k)
+1
Senior Audit Manager
Senior Audit Manager

Threadneedle group • Minneapolis (MN), Northern (KY)

Hybrid
USD 122,000 - 168,000
Senior Director, Wealth Management Risk & Compliance
Senior Director, Wealth Management Risk & Compliance

Ameriprise Financial Services, LLC • Minneapolis (MN)

On-site
USD 150,000 - 207,000
Vacation time
Sick time
401(k)
+6