Senior Associate, Regulatory

Jobtailor; Birmingham (AL); On-site; USD 70,000 - 100,000; Full time

Job summary

Jobtailor in Birmingham, AL is seeking an experienced regulatory compliance professional to manage inquiries from regulators and coordinate examinations within the insurance and financial services sectors. You will partner with business units, prepare timely filings, assess risks from Market Conduct findings, and help develop the corporate compliance program.

You will collaborate across leadership and teams, respond to regulatory demands, and prioritize multiple initiatives with a focus on risk

Qualifications

• College degree as prerequisite for the role.
• 5 years of experience with regulatory examinations in an insurance or financial services environment.
• Life insurance and annuity knowledge is a plus.
• Strong organizational and communication skills (written and verbal).
• Critical thinking and analytical abilities.
• Ability to work with diverse teams across levels of the organization.
• Autonomous and self-driven, yet collaborative in a team setting.
• Ability to handle pressure and manage multiple projects; overtime may be required.

Responsibilities

• Effectively manage regulatory inquiries of PLICO and affiliated insurers.
• Respond to inquiries from regulatory bodies regarding insurance or securities activities.
• Coordinate regulatory filings and ensure timely submissions with regulators.
• Identify potential risk areas based on Market Conduct findings.
• Engage with industry peers and regulators on emerging regulatory issues.
• Maintain information for regulatory report updates.
• Support compliance leadership in developing and maintaining the corporate program.

Skills

Organizational skills

Communication skills

Analytical thinking

Interpersonal skills

Autonomous work style

Team collaboration

Prioritization under pressure

Overtime willingness

Education

J.D. Degree

Paralegal Degree

Job description

• Effectively manage regulatory inquiries of PLICO and affiliated insurance companies
• Respond to inquiries from regulatory bodies for information pertaining to insurance and/or securities activities and/or representatives
• Partner with the business and divisional compliance units when required regulatory filings must be submitted to designated regulators and coordinate filings in a timely manner
• Identify potential areas of risk based on Market Conduct findings
• Interact with industry peers and regulators to share and gather information related to emerging regulatory issues
• Maintain the information to be included in regulatory report updates
• Support other compliance department leaders in the development and maintenance of the company’s corporate compliance program

Requirements

• College degree (J.D. or paralegal degree preferred)
• 5 years of experience with regulatory examinations in an insurance company and/or broader financial industry experience
• Experience with life insurance and annuity products is a plus
• Strong organizational and communication (written and verbal) skills
• Critical thinking and analytical skills
• Effective interpersonal skills to work with diverse styles/cultures
• Strong computer research skills and investigative skills
• Ability to work effectively with people in all levels/areas of the organization
• Autonomous and self-driven but able to partner with others in a team environment
• Must have the ability to handle pressure and prioritize multiple competing projects
• Must be willing to work overtime occasionally, as needed

Core Competencies

Demonstrates expertise in managing regulatory inquiries and compliance within the insurance industry, with strong analytical and communication skills to effectively interact with regulatory bodies and internal stakeholders.

Highest-signal resume keywords

• Regulatory Inquiries Management
• Regulatory Filings Coordination
• Insurance Compliance Program Development
• Critical Thinking
• Organizational Skills

ATS Optimization Keywords

Hard Skills

• Regulatory Examination Experience
• Life Insurance Knowledge
• Annuity Products Knowledge
• Computer Research Skills
• Investigative Skills

Soft Skills

• Communication Skills
• Interpersonal Skills
• Analytical Skills
• Autonomous Work Style
• Team Collaboration

Certifications & Qualifications

• J.D. Degree
• Paralegal Degree

Industry Keywords

• Insurance Industry
• Financial Industry
• Market Conduct
• Regulatory Bodies
• Corporate Compliance