Senior Associate Director, AML & Financial Crimes

RBC Capital Markets, LLC; Jersey City (NJ); On-site; USD 120,000 - 200,000; Full time

Job summary

RBC Capital Markets, LLC in Jersey City seeks a senior AML professional to support the BSA/AML Officer in the oversight and execution of Financial Crimes requirements for the broker dealer. You will provide subject matter expertise and coordinate with 1LOD-3LOD while monitoring the control environment.

The role requires extensive knowledge of risk management and anti-money laundering regulations, with interaction across regulators and internal stakeholders to ensure timely remediation and

Qualifications

• Must have strong knowledge of risk management and anti-money laundering requirements (BSA, USA PATRIOT Act, OFAC)
• Deep understanding of broker-dealer environments and associated financial crimes risks
• Ability to apply regulatory requirements to risk-based AML controls and remediation
• Experience engaging with regulators and internal audit functions

Responsibilities

• Lead in drafting the quarterly US CM Quarterly AML Report and present to senior management and the BSA Officer
• Support audit and regulator engagements and coordinate timely information requests and remediation
• Ensure US AML regulatory obligations are met (BSA, USA Patriot Act, CDD Rule)
• Interface with regulators (e.g., FRB, FINRA) and collaborate on risk-based controls
• Contribute to risk assessments, product risk evaluation, and escalation of anomalies to management

Skills

Risk management

Anti-money Laundering

Regulatory compliance

Communication skills

Education

University degree or equivalent experience

Job description

RBC Capital Markets, LLC in Jersey City seeks a senior AML professional to support the BSA/AML Officer in the oversight and execution of Financial Crimes requirements for the broker dealer. You will provide subject matter expertise and coordinate with 1LOD-3LOD while monitoring the control environment.

The role requires extensive knowledge of risk management and anti-money laundering regulations, with interaction across regulators and internal stakeholders to ensure timely remediation and