Director, AML Compliance — In-Office (Jersey City)

moomoo; Jersey City (NJ); On-site; USD 125,000 - 165,000; Full time

Benefits offered by this job

Comprehensive paid medical benefits

401k employer contribution

Generous paid time off and holidays

Opportunities for professional growth

Performance based bonuses

Job summary

A prominent financial services firm in Jersey City, NJ, is seeking a Director of AML Compliance to lead a dedicated team in monitoring and enforcing superior anti-money laundering policies. The ideal candidate will possess broker-dealer experience and a FINRA Series 7 License. Responsibilities include overseeing the firm's AML compliance program and managing investigations and regulatory filings. Competitive salary range of $125,000 - $165,000 with generous benefits and growth opportunities is offered.

Qualifications

• Significant AML experience with a FINRA-registered broker-dealer.
• Knowledge of current FINRA, SEC, and state regulations.
• Ability to produce clear reports.

Responsibilities

• Oversee the AML compliance program as per BSA and USA PATRIOT Act.
• Act as subject-matter expert on AML procedures.
• Manage AML alerts, investigations, and ensure regulatory compliance.

Skills

Broker-dealer experience

Strong communication skills

AML data expertise

Knowledge of FINRA regulations

Education

FINRA Series 7 License

Series 24 (or ability to obtain)

Tools

Actimize

Job description

A prominent financial services firm in Jersey City, NJ, is seeking a Director of AML Compliance to lead a dedicated team in monitoring and enforcing superior anti-money laundering policies. The ideal candidate will possess broker-dealer experience and a FINRA Series 7 License. Responsibilities include overseeing the firm's AML compliance program and managing investigations and regulatory filings. Competitive salary range of $125,000 - $165,000 with generous benefits and growth opportunities is offered.