Senior Annuity & Insurance Supervisory Manager

JPMorgan Chase & Co.; Columbus (OH); On-site; USD 120,000 - 180,000; Full time

Job summary

JPMorgan Chase & Co. in Columbus seeks a Central Supervisory Manager to ensure the suitability and compliance of annuity and insurance offerings.

You will collaborate with teams to resolve supervisory issues, train staff, and drive process improvements to sustain client trust and the firm's reputation. You will conduct suitability reviews, escalate issues, partner with field Supervisory Managers and registered personnel, review escalations, deliver training, and influence stakeholders to final

Qualifications

• Minimum 7 years of experience in the securities and investment industry.
• Deep understanding of advisory services, products, and complex client accounts.
• Working knowledge of US financial regulations, including FINRA rules.
• Proven ability to make sound, risk-based decisions independently.
• Strong research, analytical, and problem-solving skills.
• Excellent interpersonal, verbal, and written communication skills.
• Ability to collaborate across multiple levels of supervision.
• Active and valid FINRA Series 7 license.
• Active and valid FINRA Series 66 (or 63 and 65), 9/10 (or 4, 24, 53), and State Life & Health Insurance license, or ability to obtain within 120 days of hire.
• Strong organization skills and attention to detail.
• Demonstrated ability to work in a dynamic, evolving team environment.

Responsibilities

• Conduct suitability reviews for a variety of annuity and insurance products
• Escalate supervisory issues and recommend appropriate actions
• Partner strategically with field Supervisory Managers and registered personnel to resolve exceptions
• Review work items escalated internally by junior team members
• Deliver training to newly hired team members
• Identify and drive process improvements
• Influence stakeholders and align them to final resolutions
• Complete project work and additional tasks as assigned
• Articulate findings and recommendations clearly to management
• Maintain strong organization and attention to detail
• Meet service level agreements and project deadlines through effective time management

Skills

Securities industry experience

Advisory services knowledge

Regulatory knowledge (FINRA rules)

Independent decision making

Analytical/problem-solving skills

Interpersonal and written comms

FINRA Series 7 license

State Life & Health Insurance license

Education

Bachelor’s degree

Job description

JPMorgan Chase & Co. in Columbus seeks a Central Supervisory Manager to ensure the suitability and compliance of annuity and insurance offerings.

You will collaborate with teams to resolve supervisory issues, train staff, and drive process improvements to sustain client trust and the firm's reputation. You will conduct suitability reviews, escalate issues, partner with field Supervisory Managers and registered personnel, review escalations, deliver training, and influence stakeholders to final