Senior Annuity Compliance & Supervisory Manager

JPMorgan Chase; Plano (TX); On-site; USD 110,000 - 170,000; Full time

Job summary

JPMorgan Chase is seeking a Central Supervisory Vice President Annuity Manager for multiple locations including Plano, TX. You will ensure suitability and compliance of annuity and insurance products, collaborating across the organization to resolve supervisory issues and drive process improvements.

You will train new team members, influence positive change, and build long-term client relationships while delivering exceptional service and maintaining our reputation for excellence.

Qualifications

• Minimum 7 years of experience in the securities and investment industry.
• Active FINRA Series 7 license.
• Active FINRA Series 66 (or 63/65), 9/10 (or 4/24/53) and State Life & Health Insurance licenses or ability to obtain within 120 days of hire.

Responsibilities

• Conduct suitability reviews for annuity and insurance products.
• Escalate supervisory issues and recommend actions.
• Partner with field Supervisory Managers and registered personnel to resolve exceptions.
• Review work items escalated by junior team members.
• Deliver training to newly hired team members.
• Identify and drive process improvements.
• Influence stakeholders to final resolutions.
• Complete project work and additional tasks as assigned.
• Articulate findings clearly to management.
• Maintain organization and attention to detail.
• Meet service level agreements and deadlines.

Skills

Analytical skills

Communication skills

Problem-solving

Collaboration across teams

Time management

Education

Bachelor’s degree

Tools

FINRA Series 7

Series 66/63/65

State Life & Health Insurance license

Job description

JPMorgan Chase is seeking a Central Supervisory Vice President Annuity Manager for multiple locations including Plano, TX. You will ensure suitability and compliance of annuity and insurance products, collaborating across the organization to resolve supervisory issues and drive process improvements.

You will train new team members, influence positive change, and build long-term client relationships while delivering exceptional service and maintaining our reputation for excellence.