Senior AML & KYC Compliance AVP — Private Funds

iCapital Network

New York (NY)

Hybrid

USD 110,000 - 145,000

Full time

9 days ago

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Benefits offered by this job

Equity for all full-time employees

Annual performance bonus

Employer matched retirement plan

Subsidized healthcare (dental, vision)

Job summary

iCapital Network is seeking a Compliance Assistant Vice President to lead the review and approval process for investor AML and KYC with a private fund focus. You will ensure adherence to AML/KYC regulatory requirements and support Legal and Compliance teams on compliance tasks.

This role emphasizes reviews, testing, cross-functional collaboration, and readiness for inquiries and audits in a fast-paced, dynamic environment.

Qualifications

5+ years of alternatives experience with broker-dealer and registered investment advisor exposure.
Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and Cayman Islands AML regs.
AML and KYC regulatory requirements for private fund investors.
Experience with AML screening resolution tools (LexisNexis, World-Check, ComplyAdvantage).
Excellent verbal communication and interpersonal skills.
Thrives in a fast-paced environment with a learning mindset.
Self-motivated with project management and process development skills.
ACAMS certification preferred.
JD is a plus.

Responsibilities

Review investor and client AML and KYC documentation, communications, quarterly reporting and monitoring.
Perform third party reliance testing and monitoring.
Collaborate across business lines on new initiatives, providing compliance guidance.
Conduct AML screening review and dispositions.
Assist in preparing for and responding to inquiries and audits.