Senior AML & KYC Compliance AVP — Private Funds

iCapital Network; New York (NY); Hybrid; USD 110,000 - 145,000; Full time

Benefits offered by this job

Equity for all full-time employees

Annual performance bonus

Employer matched retirement plan

Subsidized healthcare (dental, vision)

Job summary

iCapital Network is seeking a Compliance Assistant Vice President to lead the review and approval process for investor AML and KYC with a private fund focus. You will ensure adherence to AML/KYC regulatory requirements and support Legal and Compliance teams on compliance tasks.

This role emphasizes reviews, testing, cross-functional collaboration, and readiness for inquiries and audits in a fast-paced, dynamic environment.

Qualifications

• 5+ years of alternatives experience with broker-dealer and registered investment advisor exposure.
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and Cayman Islands AML regs.
• AML and KYC regulatory requirements for private fund investors.
• Experience with AML screening resolution tools (LexisNexis, World-Check, ComplyAdvantage).
• Excellent verbal communication and interpersonal skills.
• Thrives in a fast-paced environment with a learning mindset.
• Self-motivated with project management and process development skills.
• ACAMS certification preferred.
• JD is a plus.

Responsibilities

• Review investor and client AML and KYC documentation, communications, quarterly reporting and monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across business lines on new initiatives, providing compliance guidance.
• Conduct AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits.

Education

ACAMS certification

Juris Doctor (JD)

Tools

LexisNexis

World-Check

ComplyAdvantage

Job description

iCapital Network is seeking a Compliance Assistant Vice President to lead the review and approval process for investor AML and KYC with a private fund focus. You will ensure adherence to AML/KYC regulatory requirements and support Legal and Compliance teams on compliance tasks.

This role emphasizes reviews, testing, cross-functional collaboration, and readiness for inquiries and audits in a fast-paced, dynamic environment.