Senior Advertising Compliance Strategist

Transamerica; Cedar Rapids (IA); Hybrid; USD 80,000 - 90,000; Full time

Benefits offered by this job

Pension Plan

401(k) Match

Medical Insurance

Dental Insurance

Vision Insurance

Paid Time Off starting at 160 hours

Job summary

Transamerica is seeking a Senior Compliance Analyst to oversee day-to-day review of advertisements and ensure communications meet federal and state regulatory standards. The role reports to the Compliance Manager and involves audits, policy updates, and cross-functional training.

The position supports a hybrid office environment with days in the office across multiple locations, including Cedar Rapids. A strong background in insurance advertising laws and FINRA licensing (6 & 26) or the ability

Qualifications

• Bachelor’s degree in business, marketing, pre‑law or other relevant field, or equivalent education and experience.
• Four years of regulatory, securities, or advertising compliance experience.
• Comprehensive knowledge of insurance advertising laws and regulations.
• FINRA Series 6 & 26 or ability to obtain within 90 days.
• Strong written and verbal communication skills.
• Analytical and research skills.
• Proficiency using MS Office tools.

Responsibilities

• Review and approve advertising material for compliance with state and federal advertising laws and regulations.
• Determine whether regulatory filings of advertising are required and coordinate as needed.
• Build and maintain rules in the advertising review system.
• Maintain final copies of advertising and other related documentation.
• Participate in regulatory and corporate audits for advertising compliance.
• Review and analyze current policies and procedures; identify, recommend and implement new and/or enhanced practices.
• Research, analyze and interpret current, new and proposed regulatory requirements to determine impact to the organization and advise business partners.
• Update and maintain complete and accurate policies, procedures, compliance logs or files.
• Assist team members with research and assigned tasks; provide training to supported teams.
• Perform special projects as assigned.

Skills

Regulatory compliance

Advertising compliance

Analytical skills

Written communication

MS Office proficiency

Education

Bachelor's degree or equivalent

Job description

Transamerica is seeking a Senior Compliance Analyst to oversee day-to-day review of advertisements and ensure communications meet federal and state regulatory standards. The role reports to the Compliance Manager and involves audits, policy updates, and cross-functional training.

The position supports a hybrid office environment with days in the office across multiple locations, including Cedar Rapids. A strong background in insurance advertising laws and FINRA licensing (6 & 26) or the ability