Senior Advertising Supervision Principal

Triwill Group; Northern (KY); Hybrid; USD 120,000 - 160,000; Full time

Job summary

Triwill Group in the United States seeks a Senior Advertising Supervision Principal to review and approve advertising and marketing communications for financial advisors and internal teams, ensuring regulatory compliance. You will apply your knowledge of financial services regulations to evaluate materials, provide clear guidance, and help stakeholders navigate compliance requirements.

This role involves regulatory inquiries, branch examinations, policy updates, and training initiatives in a

Qualifications

• Experience reviewing advertising materials for compliance.
• Strong knowledge of financial services regulations.
• Ability to communicate guidance clearly to advisers.
• Experience supporting regulatory inquiries and examinations.

Responsibilities

• Review and approve advertising and marketing communications.
• Evaluate materials for regulatory compliance.
• Provide clear guidance to stakeholders navigating regulatory requirements.
• Support regulatory inquiries, branch examinations, policy updates, and training initiatives.
• Balance multiple priorities in a fast-paced environment.

Skills

Regulatory expertise

Financial regulations

Compliance guidance

Stakeholder communication

Education

Bachelor's degree in finance/law

Tools

Policy management tools

Job description

Description:

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Senior Advertising Supervision Principal based in United States.

This role is responsible for reviewing and approving advertising and marketing communications used by financial advisors and internal teams. You will apply your knowledge of financial services regulations to evaluate materials, provide clear guidance, and help stakeholders navigate compliance requirements. The position combines regulatory expertise with a strong client-service mindset, requiring frequent communication with advisors and business partners. You will also contribute to regulatory inquiries, branch examinations, policy updates, and training initiatives. Working in a fast-paced, high-volume environment, you will balance multiple priorities while maintaining accuracy and sound judgment. This is an opportunity to play a meaningful role in protecting clients and supporting compliant, effective financial communications.