Securities Regulatory Reporting Associate

Mizuho Financial Group Inc.; New York (NY); Hybrid; USD 88,000 - 110,000; Full time

Benefits offered by this job

Medical

Dental

401K

Discretionary bonus

Job summary

Mizuho Financial Group Inc. in New York, NY, seeks a Securities Regulatory Reporting Associate to leverage your accounting/finance background for US futures regulatory reporting.

You will prepare daily 15c3-1 net capital computations, track capital charges on underwriting deals, and produce weekly/monthly regulatory reports across entities worldwide. The role offers a hybrid work arrangement and a comprehensive benefits package.

Qualifications

• Regulatory or accounting experience in the financial industry.
• Series 27 certification required or to be obtained.
• Bachelor's degree in Accounting or Finance preferred.
• Microsoft Excel proficiency.

Responsibilities

• Prepare daily 15c3-1 net capital computation for US entities.
• Compute capital charges on underwriting deals and track confirmations.
• Prepare weekly regulatory capital computation for foreign entities.
• Prepare monthly and quarterly regulatory reports.
• Perform variance analysis of the trial balance.
• Coordinate with groups to confirm data for regulatory reports.
• Maintain/update regulatory procedures to ensure compliance.
• Assist in research and implementation of new regulatory requirements.
• Support ad hoc regulatory reporting projects.

Skills

Regulatory experience

Series 27

Excel proficiency

Education

Bachelor's degree in Accounting or Finance

Tools

Microsoft Excel

Job description

## Securities Regulatory Reporting AssociateApply: New York, NY (1271 AOA/6th Ave): Full time: Posted 4 Days Ago: R7366**Summary:**In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.**Regulatory Reporting, responsibilities including:*** Preparation of daily 15c3-1 daily net capital computation for US regulated entities.* Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.* Preparation of weekly regulatory capital computation for foreign entities (Canada, UK, Germany, Singapore, Hong Kong).* Prepare the monthly and quarterly regulatory reports.* Perform variance analysis of the trial balance to ensure adequacy of accounting records.* Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.* Maintenance/update procedure documentation related to new regulatory requirements to ensure firm’s compliance.* Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions* Ad hoc projects and reporting, as requested.**Qualifications:*** Regulatory or Accounting experience in the financial industry.* Series 27 must be obtained prior or after employment.* Bachelor's degree in Accounting or Finance preferred.* Microsoft Excel proficient*The expected base salary ranges from $88,000 - $110,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, including Medical, Dental and 401K plans, successful candidates are also eligible to receive a discretionary bonus.*#LI-Hybrid **Other requirements**Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process**.**