Securities Lending Analyst — Hybrid

Peak6; Dallas (TX); Hybride; USD 70 000 - 110 000; Plein temps

Avantages offerts par ce poste

Health insurance

401k match

Parental leave

HSA contribution match

Calm app subscription

Tuition reimbursement

Hybrid work schedule

Résumé du poste

The Securities Lending Analyst role at Apex Fintech Solutions supports the daily operations of the firm's lending desk, managing loan activity, recalls, and billing support while ensuring regulatory compliance. This position serves internal teams, broker-dealers, and correspondents with a focus on accuracy and timely resolution.

Key duties include issuing recalls, approving short sales, performing stock loan buy-ins, daily reconciliations, and assisting with month-end billing.

Qualifications

• Bachelor's degree in Finance or Business Administration.
• SIE license or will have within 3 months of hire date.
• Detail-oriented and highly organized.
• Displays a relentless focus on customer service and satisfaction.
• Holds self accountable for high personal and professional standards.
• Ability to organize and manage multiple priorities/tasks in a fast-paced environment.
• Excellent interpersonal and communication skills.
• Excellent oral and written communication skills.
• Must be very analytical with the ability to develop understanding of finance and the Securities Lending business.
• Computer proficiency in Word, Excel, Access, and Outlook.

Responsabilités

• Issues recalls to cover deficits and fails to deliver.
• Approves customer short sales request pursuant to regulatory requirements.
• Checks incoming security needs list for various brokers and lends the securities appropriately.
• Performs stock loan buy-ins on securities that are on loan and not returned.
• Borrowers from different broker/dealers as needed to cover internal needs.
• Performs daily reconciliations for various stock loan accounts.
• Assists with the end of month billing process with broker/dealers and correspondents.
• Provides support to correspondents inquiring about locates, hard to borrow charges, and buy in concerns.

Connaissances

Detail-oriented

Customer service focus

Communication skills

Analytical

Organization & multitasking

Self accountability

Interpersonal skills

Oral and written communication

Formation

Bachelor's degree in Finance or Business Administration

Outils

Word

Excel

Access

Outlook

Description du poste

The Securities Lending Analyst role at Apex Fintech Solutions supports the daily operations of the firm's lending desk, managing loan activity, recalls, and billing support while ensuring regulatory compliance. This position serves internal teams, broker-dealers, and correspondents with a focus on accuracy and timely resolution.

Key duties include issuing recalls, approving short sales, performing stock loan buy-ins, daily reconciliations, and assisting with month-end billing.