Securities Attorney

gpac; Miami (FL); Hybrid; USD 140,000 - 190,000; Full time

Benefits offered by this job

Remote flexibility

Job summary

gpac is seeking a Securities Attorney in Florida with 5+ years of securities/regulatory experience to advise clients on SEC reporting, governance, and compliance. The role involves handling SEC/FINRA matters and providing sophisticated regulatory counsel.

Ideal candidates have strong research and writing skills, a track record with public company compliance, and the ability to work independently while collaborating with clients and legal teams. Remote flexibility may be available.

Qualifications

• 5+ years of securities/corporate regulatory experience.
• Strong experience with SEC reporting and public company compliance.
• Experience with SEC and/or FINRA matters preferred.
• Excellent legal research, writing, and analytical skills.
• Florida Bar admission preferred, but not required.
• Ability to work independently while collaborating with clients and legal teams.

Responsibilities

• Prepare and advise on SEC filings, including Forms 10-K, 10-Q, 8-K, Schedules 14A and 14C, and related shareholder communications.
• Handle SEC and FINRA investigations, comment letters, regulatory inquiries, and corporate actions.
• Advise clients on Regulation FD, Sarbanes-Oxley, insider trading policies, beneficial ownership reporting, and Rule 144.
• Assist with annual and special shareholder meetings and related governance matters.
• Advise on OTC market compliance, disclosure requirements, and other securities regulatory matters.

Skills

Securities regulation

SEC reporting

Legal research

Legal writing

Regulatory compliance

Job description

Securities Attorney | Florida

A growing and well-established legal team is seeking a Securities Attorney with 5+ years of experience to advise clients on SEC reporting, corporate governance, securities compliance, and regulatory matters. This is an excellent opportunity for an attorney with strong public company and securities experience who is looking for sophisticated work, flexibility, and long-term growth.

What You'll Do

• Prepare and advise on SEC filings, including Forms 10-K, 10-Q, 8-K, Schedules 14A and 14C, and related shareholder communications
• Handle SEC and FINRA investigations, comment letters, regulatory inquiries, and corporate actions
• Advise clients on Regulation FD, Sarbanes-Oxley, insider trading policies, beneficial ownership reporting, and Rule 144
• Assist with annual and special shareholder meetings and related corporate governance matters
• Advise on OTC market compliance, disclosure requirements, and other securities regulatory matters

What We're Looking For

• 5+ years of securities/corporate regulatory experience
• Strong experience with SEC reporting and public company compliance
• Experience with SEC and/or FINRA matters preferred
• Excellent legal research, writing, and analytical skills
• Florida Bar admission preferred, but not required
• Ability to work independently while collaborating effectively with clients and legal teams

Why Join

• Sophisticated securities and regulatory practice
• Remote flexibility may be available
• Opportunity to work directly on complex SEC and FINRA matters
• Collaborative environment with meaningful responsibility
• Excellent long-term career opportunity

If you're an experienced Securities Attorney looking for sophisticated regulatory work with flexibility, this opportunity is worth exploring.

All qualified applicants will receive consideration without regard to race, age, color, sex (including pregnancy), religion, national origin, disability, sexual orientation, gender identity, marital status, military status, genetic information, or any other status protected by applicable laws or regulations.